16 January 2014
Supreme Court
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KM. HEMA MISHRA Vs STATE OF UP .

Bench: K.S. RADHAKRISHNAN,A.K. SIKRI
Case number: Crl.A. No.-000146-000146 / 2014
Diary number: 34948 / 2012
Advocates: VIVEK SINGH Vs B. KRISHNA PRASAD


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REPORTABLE

IN THE SUPREME COURT OF INDIA

CRIMINAL APPELLATE JURISDICTION

CRIMINAL APPEAL NO. 146 OF 2014 [Arising out of SLP (Crl.) No.7439 of 2013)  

Km. Hema Mishra .. Appellant

Versus

State of U.P. and Others .. Respondents

J U D G M E N T

K. S. RADHAKRISHNAN, J.

1. Leave granted.

2. Appellant  herein  had  invoked  the  extraordinary  

jurisdiction  of  the  High  Court  under  Article  226  of  the  

Constitution of India seeking the following reliefs:

i) Issue  a  writ,  order  or  direction  in  the  nature  of  Certiorari thereby  quashing  the  impugned  FIR  dated  21.12.2011,  contained in  Annexure No.  1 to  this  writ

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petition,  lodged  at  crime  No.  797/11  under  Sections  419/420  IPC,  at  Police  Station  Zaidpur,  District  Barabanki;

ii) Issue  a  writ,  order  or  direction  in  the  nature  of  Mandamus thereby  directing  the  Superintendant  of  Police,  Barabanki,  the  opposite  Party  No.  2,  and  the  Investigating  Officer,  Case  Crime  No.  797/11,  under  Sections 419/420 IPC,  Police Station,  Zaidpur,  District  Barabanki, the opposite party No. 3, to defer the arrest  of the petitioner until collection of the credible evidence  sufficient  for  filing  the  charge-sheet  by  following  the  amended proviso to Sections 41(1)(b) read with Section  41A CrPC;

iii) Issue  a  writ,  order  or  direction  in  the  nature  of  Mandamus thereby  directing  the  Superintendent  of  Police,  Barabanki,  the  opposite  party  No.  2,  for  compliance of  the  provision  of  Sections  41(1)(b)  and  41A  CrPC  in  the  investigation  of  the  impugned  FIR  dated 21.12.2011 contained in Annexure No. 1 to this  writ  petition,  lodged  in  crime  No.  797/11,  under  Sections 419/420 IPC, Zaidpur, District Barabanki; and

iv) Allow this writ petition with costs.

3. The High Court, after hearing the parties as well as the  

State,  dismissed the writ  petition on 9.1.2012 and passed  

the following order:

“Heard learned counsel for the petitioner and  learned Additional Government Advocate.  Under

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challenge in the instant writ petition is FIR relating  to  Case Crime No.  797 of  2011,  under  Sections  419  &  420  IPC,  police  station  Zaidpur,  district  Barabanki.  We have gone through the FIR, which  discloses  commission  of  cognizable  offence,  as  such,  the  same  cannot  be  quashed.  The  writ  petition lacks merit and is accordingly dismissed.

However,  the  petitioner  being  lady,  it  is  provided  that  if  she  surrenders  and  moves  application for bail the same shall be considered  and decided by the courts below expeditiously.”

4. The  appellant,  complaining  that  she  was  falsely  

implicated  in  the  case,  has  approached  this  Court  

contending  that  the  High  Court  had  failed  to  exercise  its  

certiorari jurisdiction under Article 226 of the Constitution of  

India  in  not  quashing  the  FIR  dated  21.12.2011  and  in  

refusing to grant anticipatory bail to the appellant.  Appellant  

submitted that the High Court ought to have issued a writ of  

mandamus directing the Superintendent of Police, Barabanki  

to  defer  the arrest  of  the appellant  until  the collection of  

credible  evidence  sufficient  for  filing  the  charge-sheet,  

following the amended proviso to Section 41(1)(b) read with  

Section 41A Cr.P.C.

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5. The  Secretary,  U.P.  Secondary  Education  Board,  

Allahabad and the District School Inspector vide their letter  

dated  8.12.2011  registered  a  complaint  alleging  that  the  

appellant had committed fraud and forgery in the matter of  

preparation of  documents  of  Government  Office regarding  

selection  for  the  post  of  Assistant  Teacher  and,  

consequently, got appointment as the Assistant Teacher in  

Janpad  Inter-College  at  Harakh,  District  Barabanki,  with  

payment  of  salary  amounting  to  Rs.1,10,000/-  from  the  

Government  exchequer.    On  the  basis  of  the  FIR,  Case  

Crime  No.  797  of  2011  was  registered  under  Sections  

419/420  IPC  before  the  Police  Station,  Jaizpur,  District  

Barabanki. After having come to know of the registration of  

the crime, the appellant filed a representation on 27.12.2011  

before the Superintendent of Police, District Barabanki and  

the Investigating Officer making the following prayer:

“As  such  through  this  application/representation  the  applicant  prays  that  keeping  in  view  the  willingness  of  the  applicant  for  cooperating  in  investigation  and  to  appear  before  the  investigating  officer  upon  being  called  in  case  crime  no.  797/11  u/Ss  419/420  IPC,  PS  Jaipdur,  District Barabanki, order for staying the arrest of

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applicant  be  passed  so  that  compliance  to  the  provision 41(1)(B) Section 41(A) amended to CrPC  1973 be made.”

  

6. Since the appellant did not get any reply to the said  

representation, she invoked the extraordinary jurisdiction of  

the High Court under Article 226 of the Constitution of India  

by filing Writ Petition Misc. Bench No. 171 of 2012 which was  

dismissed, as already indicated, on 9.1.2012.  

7. When the matter came up for hearing before this Court,  

it passed an interim order on 1.3.2013, the operative portion  

of which reads as under:

“Considering the facts and circumstances of  the  case,  we  are  inclined  to  direct  that  in  the  event  of  arrest  of  the  petitioner,  she  shall  be  released  on  bail  on  furnishing  personal  bond  of  Rs.50,000/-       (Fifty  Thousand  only)  with  two  solvent  sureties  for  the  like  amount  to  the  satisfaction  of  the  Trial  Court,  subject  to  the  condition  that  she  will  join  investigation  as  and  when required and shall  abide  by  the provisions  of  Section  438(2)  of  the  Code  of  Criminal  Procedure.”

8. Shri Aseem Chandra, learned counsel appearing for the  

appellant, submitted that the High Court has committed an

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error in not quashing the FIR, since the registration of the  

crime was with  mala fide  intention to harass the appellant  

and in clear violation of the fundamental rights guaranteed  

to  the  appellant  under  Articles  14,  19  and  21  of  the  

Constitution of India.   Learned counsel  submitted that the  

appellant was falsely implicated and that the ingredients of  

the offence under Sections 419/420 IPC were not prima facie  

made out for registering the crime.  Learned counsel also  

pointed out that the High Court has not properly appreciated  

the scope of Sections 41(1)(b) and 41A CrPC, 1973 and that  

no  attempt  has  been  made  to  follow  those  statutory  

provisions by the State and its officials.

9. Shri  Gaurav  Bhatia,  learned  AAG,  appearing  for  the  

State,  submitted  that  the  investigation  was  properly  

conducted and the crime was registered.   Further, it was  

also  pointed  out  that  the  President  has  also  withheld  the  

assent  of  the  Code  of  Criminal  Procedure  (Uttar  Pradesh  

Amendment) Bill, 2010, since the provisions of the Bill were  

found to be in contravention to Section 438 of the Cr.P.C.

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and hence the High Court rightly declined the stay sought for  

under Article 226 of the Constitution of India.  

10. Shri Siddharth Luthra, Additional Solicitor General, who  

appeared on our request, submitted that the High Court can  

in  only  rarest  of  rare  cases  grant  pre-arrest  bail  while  

exercising powers under Article 226 of the Constitution of  

India,  since the provision for the grant of anticipatory bail  

under  Section 438 Cr.P.C.  was consciously omitted by the  

State Legislature.  The legislative intention is, therefore, not  

to seek or provide pre-arrest bail when the FIR discloses a  

cognizable offence.  Shri Luthra submitted that since there is  

a conscious withdrawal/deletion of Section 438 CrPC by the  

Legislature from the Code of Criminal Procedure, by Section  

9 of the Criminal Procedure (Uttar Pradesh) Amendment Act,  

1976,  the  relief  which  otherwise  the  appellant  could  not  

have  obtained  under  the  Code,  is  sought  to  be  obtained  

indirectly by invoking the writ jurisdiction of the High Court,  

which is impermissible in law.   

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11. Shri Luthra also submitted that since the appellant has  

no legal right to move for anticipatory bail and that practice  

is  not  an integral  part  of  Article 21 of  the Constitution of  

India,  the  contention  that  the  High  Court  has  failed  to  

examine  the  charges  levelled  against  the  appellant,  was  

mala  fide or  violative  of  Articles  14  and  21  of  the  

Constitution  of  India,  does  not  arise.    Shri  Luthra  also  

submitted that the High Court was not correct in granting  

further reliefs after having dismissed the writ  petition and  

that,  only  in  extraordinary  cases,  the  High  Court  could  

exercise its jurisdiction under Article 226 of the Constitution  

of India and the case in hand does not fall in that category.  

12. I may indicate that the legal issues raised in this case  

are no more res integra.    All the same, it calls for a relook  

on certain aspects which I may deal with during the course  

of the judgment.    

13. I  am conscious  of  the  fact  that  since  the  provisions  

similar to Section 438 Cr.P.C. being absent in the State of  

Uttar Pradesh, the High Court is burdened with large number

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of writ petitions filed under Article 226 of the Constitution of  

India seeking pre-arrest bail. Section 438 was added to the  

Code of Criminal Procedure in the year 1973, in pursuance to  

the recommendation made by the 41st Law Commission, but  

in   the  State  of  Uttar  Pradesh  by  Section  9  Criminal  

Procedure  (Uttar  Pradesh)  Amendment  Act,  1976,  Section  

438 was specifically omitted, the legality of which came up  

for consideration before the Constitution Bench of this Court  

in Kartar Singh v. State of Punjab (1994) 3 SCC 569 and  

the Court held that the deletion of the application of Section  

438 in the State of Uttar Pradesh by Section 9 of the above  

mentioned Amendment Act does not offend either Article 14,  

Article 19 or Article 21 of the Constitution of India and the  

State Legislature is competent to delete that section, which  

is one of the matters enumerated in the concurrent list, and  

such  a  deletion  is  valid  under  Article  254(2)  of  the  

Constitution of India.   

14. I  notice,  therefore,  as  per  the  Constitution  Bench,  a  

claim for pre-arrest protection is  neither a statutory nor a

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right guaranteed under Article 14, Article 19 or Article 21 of  

the Constitution of India.   All the same, in Karatar Singh’s  

case (supra),  this Court in sub-para (17) of Para 368,  has  

also stated as follows:    

“368 xxx xxx xxx   (17)  Though it  cannot be said that  

the  High  Court  has  no  jurisdiction  to  entertain  an  application  for  bail  under  Article 226 of the Constitution and pass  orders either  way,  relating to the cases  under the Act 1987, that power should be  exercised sparingly, that too only in rare  and  appropriate  cases  in  extreme  circumstances. But the judicial discipline  and comity of courts require that the High  Courts should refrain from exercising the  extraordinary jurisdiction in such matters;

xxx xxx xxx”

15. The High Court of Allahabad has also taken the same  

view in several judgments.  Reference may be made to the  

judgments in Satya Pal v. State of U.P. (2000 Cri.L.J. 569),  

Ajeet  Singh  v.  State  of  U.P. (2007  Cri.L.J.  170),  Lalji   

Yadav & Others v. State of U.P. & Another (1998 Cri.L.J.  

2366), Kamlesh Singh v. State of U.P. & Another (1997

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Cri.L.J. 2705) and Natho Mal v. State of U.P. (1994 Cri.L.J.  

1919).

16. We have, therefore, no concept of “anticipatory bail” as  

understood in Section 438 of the Code in the State of Uttar  

Pradesh.   In Balchand Jain v. State of M.P. (1976) 4 SCC  

572,  this  Court  observed  that  “anticipatory  bail”  is  a  

misnomer.   Bail, by itself, cannot be claimed as a matter of  

right under the Code of Criminal Procedure, 1973, except for  

bailable  offences  (Section  436  Cr.P.C.,  1973).   For  non-

bailable offences, conditions are prescribed under Sections  

437 and 439 Cr.P.C.   The discretion to grant bail  in non-

bailable  offences  remains  with  the  Court  and  hence,  it  

cannot be claimed as a matter of right, but the aggrieved  

party can only seek a remedy and it is on the discretion of  

the Court to grant it or not.  In this connection reference may  

also be made to the Judgment of the seven-Judge Bench of  

the Allahabad High Court in Smt. Amarawati and Ors. V.  

State of U.P. (2005) Cri.L.J. 755, wherein the Court, while  

interpreting the provisions of Sections 41, 2(c) and 157(1)

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CrPC as well as the scope of Sections 437 and 439, held as  

follows:   

“47.  In  view  of  the  above  we  answer  the  questions referred to the Full Bench as follows:

(1)  Even if cognizable offence is disclosed, in the  FIR or complaint the arrest of the accused is  not a must, rather the police officer should be  guided by the decision of the Supreme Court  in Joginder Kumar v. State of U.P., 1994 Cr LJ  1981  before  deciding  whether  to  make  an  arrest or not.

(2)   The High Court should ordinarily not direct  any  Subordinate  Court  to  decide  the  bail  application the same day, as that would be  interfering with the judicial discretion of the  Court hearing the bail application. However,  as stated above, when the bail application is  under  Section  437  Cr.P.C.  ordinarily  the  Magistrate  should  himself  decide  the  bail  application the same day, and if he decides in  a rare and exceptional case not to decide it  on the same day, he must record his reasons  in writing.  As regards the application under  Section 439 Cr.P.C. it is in the discretion of  the  learned  Sessions  Judge  considering  the  facts  and  circumstances  whether  to  decide  the bail application the same day or not, and  it is also in his discretion to grant interim bail  the same day subject to the final decision on  the bail application later.

(3)   The decision in  Dr. Vinod Narain v. State of  UP is incorrect and is substituted accordingly  by this judgment.”

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17. This Court in  Lal Kamlendra Pratap Singh v. State  

of  Uttar  Pradesh and Others (2009)  4  SCC 437,  while  

affirming  the  judgment  in  Amarawati  (supra),  held  as  

follows:

“6. Learned counsel for the appellant apprehends  that the appellant will be arrested as there is no  provision for anticipatory bail in the State of U.P.  He placed reliance on a decision of the Allahabad  High Court in Amarawati v. State of U.P. in which a  seven-Judge  Full  Bench  of  the  Allahabad  High  Court held that the court, if it deems fit in the facts  and circumstances of the case, may grant interim  bail pending final disposal of the bail application.  The Full Bench also observed that arrest is not a  must whenever an FIR of a cognizable offence is  lodged.  The  Full  Bench  placed  reliance  on  the  decision of this Court in Joginder Kumar v. State of  U.P. (1994) 4 SCC 260.

7. We fully agree with the view of the High Court in  Amarawati  case and  we  direct  that  the  said  decision be followed by all courts in U.P. in letter  and  spirit,  particularly  since  the  provision  for  anticipatory bail does not exist in U.P.

8. In  appropriate  cases  interim  bail  should  be  granted  pending  disposal  of  the  final  bail  application, since arrest and detention of a person  can  cause  irreparable  loss  to  a  person’s  reputation, as held by this Court in Joginder Kumar  case.  Also,  arrest  is  not  a  must  in  all  cases  of  cognizable  offences,  and in  deciding  whether  to

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arrest or not the police officer must be guided and  act  according  to  the  principles  laid  down  in  Joginder Kumar case.”

18. Later, a two-Judge Bench of this Court in Som Mittal v.  

State of Karnataka (2008) 3 SCC 753, while dealing with  

an  order  of  the  Karnataka  High  Court  under  Section  482  

CrPC, one of the Judges made some strong observations as  

well as recommendations to restore Section 438 in the State  

of  U.P.   Learned  Judges  constituting  the  Bench  also  

expressed contrary views on certain legal issues, hence, the  

matter  was  later  placed  before  a  three-Judge  Bench,  the  

judgment of which is reported in same caption (2008) 3 SCC  

574,  wherein  this  Court  opined  that  insofar  as  the  

observations, recommendations and directions in paras 17 to  

39 of the concurrent judgment is  concerned,  they did not  

relate to the subject matter of the criminal appeal and the  

directions given were held to be obiter and were set aside.

19. I notice in this case FIR was lodged for offences, under  

Sections  419  and  420  IPC  which  carry  a  sentence  of  

maximum of three years and seven years respectively with

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or  without  fine.   Benefit  of  Section 41(a)  Cr.P.C.  must  be  

available  in  a  given  case,  which  provides  that  an  

investigating  officer  shall  not  arrest  the  accused  of  such  

offences in a routine manner and the arrest be made, only  

after following the restrictions imposed under Section 41(b).  

The relevant provisions, as it stands now reads as follow:

“41.  When  police  may  arrest  without  warrant.-  (1) Any police officer may without an  order  from a  Magistrate  and  without  a  warrant,  arrest any person –  

(a) who  commits,  in  the  presence  of  a  police officer, a cognizable offence;

(b) against  whom  a  reasonable  complaint  has  been  made,  or  credible  information  has  been  received,  or  a  reasonable  suspicion exists that he has committed a  cognizable  offence  punishable  with  imprisonment for a term which may be less  than seven years or which may extend to  seven years whether with or without fine, if  the  following  conditions  are  satisfied,  namely:-

(i)    the  police  officer  has  reason  to  believe  on  the  basis  of  such  complaint,  information,  or  suspicion  that such person has committed the  said offence;

(ii)     the police officer is satisfied that  such arrest is necessary –

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(a) to  prevent  such  person  from  committing any further offence; or

(b) for proper investigation of the  offence; or

(c) to  prevent  such  person  from  causing the evidence of the offence  to  disappear  or  tampering  with  such evidence in any manner, or

(d) to  prevent  such  person  from  making any inducement, threat or  promise to any person acquainted  with the facts of the case so as to  dissuade him from disclosing such  facts to the Court or to the police  officer; or

(e) as  unless  such  person  is  arrested, his presence in the Court  whenever  required  cannot  be  ensured,

and  the  police  officer  shall  record  while  making such arrest, his reasons in writing:

Provided that  a police officer  shall,  in  all  cases where the arrest of a person is not  required under the provisions of this sub- section;  record the reasons in  writing for  not making the arrest.”

20. Amended provisions make it compulsory for the police  

to record the reasons for making arrest as well as for not  

making an arrest in respect of a cognizable offence for which  

the maximum sentence is upto seven years.  Reference in

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this connection may also be made to Section 41A inserted  

vide Act 5 of 2009 w.e.f. 01.11.2010, which reads as follows:

“41A.  Notice  of  appearance  before  police  officer – (1) The police officer shall,  in all  cases  where the arrest of a person is not required under  the  provisions  of  sub-section  (1)  of  section  41,  issue a notice directing the person against whom a  reasonable complaint has been made, or credible  information  has  been  received,  or  a  reasonable  suspicion  exists  that  he  has  committed  a  cognizable  offence,  to  appear  before  him  or  at  such other place as may be specified in the notice.

(2) Where such a notice is issued to any person, it  shall be the duty of that person to comply with the  terms of the notice.   

(3) Where such person complies and continues to  comply with the notice, he shall not be arrested in  respect  of  the  offence  referred  to  in  the  notice  unless,  for  reasons  to  be  recorded,  the  police  officer  is  of  the  opinion  that  he  ought  to  be  arrested.

(4)  Where  such  person,  at  any  time,  fails  to  comply with the terms of the notice or is unwilling  to identify himself, the police officer may, subject  to  such  orders  as  may  have  been  passed  by  a  competent Court in this behalf, arrest him for the  offence mentioned in the notice.”

21. Above mentioned provisions make it compulsory for the  

police to issue a notice in all such cases where arrest is not  

required to be made under Clause (b) of sub-section (1) of

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the amended Section 41.  But, all the same, unwillingness of  

a person who has not been arrested to identify himself and  

to whom a notice has been issued under Section 41A, could  

be a ground for his arrest.  Legislation has laid down various  

parameters, warranting arrest of a person, which itself is a  

check on arbitrary or unwarranted arrest  and the right  to  

personal  liberty  guaranteed  under  Article  21  of  the  

Constitution of India.   

22.    I may, however, point out that there is unanimity in the  

view that  in  spite  of  the  fact  that  Section  438  has  been  

specifically  omitted and made inapplicable in  the State of  

Uttar  Pradesh,  still  a  party  aggrieved  can  invoke  the  

jurisdiction  of  the  High  Court  under  Article  226  of  the  

Constitution of India, being extraordinary jurisdiction and the  

vastness  of  the  powers  naturally  impose  considerable  

responsibility in its application.  All the same, the High Court  

has got the power and sometimes duty in appropriate cases  

to grant reliefs, though it is not possible to pin-point what  

are  the  appropriate  cases,  which  have  to  be  left  to  the

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wisdom of the Court exercising powers under Article 226 of  

the Constitution of India.

23.  I am also faced with the situation that on dismissal of  

the  writ  by  the  High  Court  under  Article  226  of  the  

Constitution  of  India,  while  examining  the  challenge  for  

quashing the FIR or a charge-sheet, whether the High Court  

could grant further relief against arrest for a specific period  

or till  the completion of the trial.   This Court in  State of  

Orissa v. Madan Gopal Rungta reported in AIR 1952 SC  

12,  while  dealing  with  the  scope  of  Article  226  of  the  

Constitution, held as follows :-

“Article 226 cannot be used for the purpose of  giving interim relief as the only and final relief on  the  application.  The  directions  had  been  given  here only to circumvent the provisions of Section  80 of the Civil Procedure Code, and that was not  within the scope of Article 226. An interim relief  can be granted only in aid of and as ancillary to  the  main  relief  which  may  be  available  to  the  party on final determination of his rights in a suit  or  proceeding.  If  the Court was of opinion that  there  was  no  other  convenient  or  adequate  remedy  open  to  the  petitioners,  it  might  have  proceeded to investigate the case on its merits  and  come  to  a  decision  as  to  whether  the  petitioners succeeded in establishing that there  was an infringement of any of their legal rights

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which entitled them to  a writ  of  mandamus or  any other directions of a like nature; and pending  such  determination  it  might  have  made  a  suitable interim order for maintaining the status  quo ante. But when the Court declined to decide  on the rights of the parties and expressly held  that they should be investigated more properly in  a  civil  suit,  it  could  not,  for  the  purpose  of  facilitating  the  institution  of  such  suit,  issue  directions in the nature of temporary injunctions,  under  Article  226  of  the  Constitution.  The  language of Article 226 does not permit such an  action.”

24.  The language of Article 226 does not permit such an  

action and once the Court finds no merits in the challenge,  

writ petition will have to be dismissed and the question of  

granting further relief after dismissal of the writ,  does not  

arise.  Consequently, once a writ is dismissed, all the interim  

reliefs granted would also go.   

25. This  Court  has  already  passed  an  interim  order  on  

1.3.2013 granting bail to the appellant on certain conditions.  

The said order will continue till the completion of the trial.  

However,  if  the  appellant  is  not  co-operating  with  the  

investigation,  the State can always move for  vacating the  

order.  The appeal is accordingly dismissed as above.

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……………………………..J. (K. S. Radhakrishnan)

New Delhi, January 16, 2014.

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                    [REPORTABLE]

IN THE SUPREME COURT OF INDIA

CRIMINAL APPELLATE JURISDICTION

CRIMINAL APPEAL NO. 146/2014 (arising out of Special Leave Petition (Crl.) No. 7439/2013)

Km. Hema Mishra    …..Appellant

Vs.

State of U.P. & Ors.                                                ….Respondents  

J U D G M E N T

A.K.SIKRI,J.

1. I have carefully gone through the judgment authored by my  

esteemed brother, Justice Radhakrishnan.  I  entirely agree with  

the  conclusions  arrived  at  by  my  learned  brother  in  the  said  

judgment.   At  the same time,  I  would also like to  make some  

observations pertaining to the powers of High Court under Article  

226 of the Constitution of India to grant relief against pre-arrest  

(commonly  called  as  anticipatory  bail),  even  when  Section  

438,Cr.P.C.   authorizing  the  Court  to  grant  such  a  relief  is  

specifically omitted and made inapplicable in so far as State of

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Uttar Pradesh is concerned.  I would like to start with reproducing  

the following observations in the opinion of my brother, on this  

aspect which are contained in paragraph 21 of the judgment.  It  

reads as under:  

“We may, however,  point  out that there is  unanimity in the view that in spite of the fact that  Section  438  has  been  specifically  omitted  and  made inapplicable in the State of Uttar Pradesh,  still a party aggrieved can invoke the jurisdiction  of  the  High  Court  under  Article  226  of  the  Constitution  of  India,  being  extraordinary  jurisdiction  and  the  vastness  of  the  powers  naturally impose considerable responsibility in its  application.  All the same, the High Court has got  the  power  and  sometimes  duty  in  appropriate  cases to grant reliefs, though it is not possible to  pin-point what are the appropriate cases,  which  we  have  to  leave  to  the  wisdom  of  the  Court  exercising  powers  under  Article  226  of  the  Constitution of India.”

2. Another  aspect  which  is  highlighted  in  the  judgment  

rendered by Justice Radhakrishnan is that many times in the Writ  

Petition filed under Article 226 of the Constitution of India seeking  

quashing of the FIR or the charge-sheet, the petitioners pray for  

interim relief against arrest.  While entertaining the Writ Petition  

the High Court invariably grants such an interim relief.  It is rightly

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pointed out that once the Writ Petition claiming main relief  for  

quashing  of  FIR  or  the  charge-sheet  itself  is  dismissed,  the  

question  of  granting  further  relief  after  dismissal  of  the  Writ  

Petition, does not arise.  It is so explained in para 22 and 23 of the  

judgment of my learned brother.

3. I would like to remark that in the absence of any provisions  

like Section 438 of Cr.P.C. applicable in the State of Uttar Pradesh,  

there is a tendency on the part of the accused persons, against  

whom FIR is lodged and/or charge-sheet is filed in the Court to file  

Writ Petition for quashing of those proceedings so that they are  

able to get protection against the arrest in the interregnum which  

is the primary motive for filing such petitions.  It is for this reason  

that invariably after the lodging of FIR, Writ Petition under Article  

226 is filed with main prayer to quash those proceedings and to  

claim interim relief against pre-arrest in the meantime or till the  

completion of the trial.  However, the considerations which have  

to  weigh  with  the  High  Court  to  decide  as  to  whether  such  

proceedings are to be quashed or not are entirely different than  

that of granting interim protection against the arrest.  Since the

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grounds on which such an FIR or charge sheet can be quashed  

are limited, once the Writ Petition challenging the validity of FIR  

or  charge-sheet  is  dismissed,  the  grant  of  relief,  incidental  in  

nature,  against  arrest  would  obviously  not  arise,  even when a  

justifiable case for grant of anticipatory bail is made out .

4. It is for this reason, we are of the opinion that in appropriate  

cases the High Court is empowered to entertain the petition under  

Article 226 of the Constitution of India where the main relief itself  

is against arrest.  Obviously, when provisions of Section 438 of  

Cr.P.C. are not available to the accused persons in the State of  

Uttar Pradesh, under the normal circumstances such an accused  

persons would not be entitled to claim such a relief under Art. 226  

of the Constitution.  It cannot be converted into a second window  

for the relief which is consciously denied statutorily making it a  

case of casus omissus. At the same time, as rightly observed in  

para 21 extracted above, the High Court cannot be completely  

denuded of its powers under Article 226 of the Constitution, to  

grant such a relief in appropriate and deserving cases; albeit this  

power is to be exercised with extreme caution and sparingly in

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those  cases  where  arrest  of  a  person  would  lead  to  total  

miscarriage of justice.  There may be cases where pre-arrest may  

be  entirely  unwarranted  and  lead  to  disastrous  consequences.  

Whenever  the  High  Court  is  convinced  of  such  a  situation,  it  

would be appropriate to grant the relief against pre-arrest in such  

cases.   What would be those cases will  have to be left  to the  

wisdom of the High Court.  What is emphasized is that the High  

Court is not bereft of its powers to grant this relief under Art. 226  

of the Constitution.

A Bench of this Court, headed by the then Chief  Justice Y.V.Chandrachud, laid down first principles  of  granting  anticipatory  bail  in  the  Gurbaksh  Singh v. State of Punjab  1980 Crl.L.J. 417 (P&H),  reemphasizing that liberty… - ‘A person who has  yet to lose his freedom by being arrested asks for  freedom in the event of arrest. That is the stage  at which it is imperative to protect his freedom, in  so far  as one may, and to give full  play to the  presumption that he is innocent.

5. In  Joginder Kumar v. State of U.P. and Others, 1994 Cr L.J.  

1981, the Supreme Court observed:

“No arrest can be made because it is lawful  for the police officer to do so. The existence of the  power to arrest is one thing. The justification for the

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exercise  of  it  is  quite  another.  The  police  officer  must  be  able  to  justify  the  arrest  apart  from his  power to do so. Arrest and detention in police lock- up of a person can cause incalculable harm to the  reputation and self esteem of a person. No arrest  can  be  made  in  a  routine  manner  on  a  mere  allegation  of  commission  of  an  offence  made  against a person. It would be prudent for a police  officer  in  the  interest  of  protection  of  the  constitutional rights of a citizen and perhaps in his  own interest that no arrest should be made without  a  reasonable  satisfaction  reached  after  some  investigation as to the genuineness of a complaint  and  a  reasonable  belief  both  as  to  the  person’s  complicity  and  even  so  as  to  the  need  to  effect  arrest.”

6. It  is  pertinent  to  explain  there may be imminent  need to  

grant protection against pre-arrest. The object of this provision is  

to relieve a person from being disgraced by trumped up charges  

so that liberty of the subject is not put in jeopardy on frivolous  

grounds  at  the  instance  of  the  unscrupulous  or  irresponsible  

persons who may be in charge of the prosecution.  An order of  

anticipatory bail does not in any way, directly or indirectly; take  

away for the police their right to investigate into charges made or  

to be made against the person released on bail.

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7. The purposes for which the provisions of anticipatory bail are  

made are quite obvious. One of the purposes of the arrest is that  

the accused should be available to the investigating machinery  

for further investigation and questioning whenever he is required.  

Another purpose is that the trial should not be jeopardized and for  

this purpose the restrictions on the movements of the accused  

are necessary.  The genuineness of the alleged need for police  

custody has to be examined and it must be balanced against the  

duty of courts to uphold the dignity of every man and to vigilantly  

guard the right to liberty without jeopardizing the state objective  

of maintenance of law and order.

8. I  would  also  like  to  reproduce  certain  paragraphs  from  

Kartar Singh and Ors. V. State of Punjab (1994) 3 SCC 569,  

wherein Justice K.Ramaswamy, speaking for the Court, discussed  

the importance of life and liberty in the following words.

“The foundation of Indian political and social  democracy, as envisioned in the preamble of the  Constitution, rests on justice, equality, liberty and  fraternity in secular and socialist republic in which  every  individual  has  equal  opportunity  to  strive  towards excellence and of his dignity of person in  an integrated egalitarian Bharat.  Right to justice  and  equality  and  stated  liberties  which  include

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freedom of expression, belief and movement are  the  means  for  excellence.  The right  to  life  with  human dignity of person is a fundamental right of  every  citizen  for  pursuit  of  happiness  and  excellence. Personal freedom is a basic condition  for full development of human personality. Art.21  of the Constitution protects right to life which is  the most precious right in a civilized society. The  trinity  i.e.  liberty,  equality  and  fraternity  always  blossoms  and  enlivens  the  flower  of  human  dignity. One of the gifts of democracy to mankind  is the right to personal liberty. Life and personal  freedom  are  the  prized  jewels  under  Art.19  conjointly assured by Art.20(3), 21 and 22 of the  Constitution  and  Art.19  ensures  freedom  of  movement. Liberty aims at freedom not only from  arbitrary  restraint  but  also  to  secure  such  conditions  which  are  essential  for  the  full  development of human personality. Liberty is the  essential  concomitant  for  other  rights  without  which a man cannot be at his best. The essence of  all civil liberties is to keep alive the freedom of the  individual  subject  to  the  limitations  of  social  control envisaged in diverse articles in the chapter  of  Fundamental  Rights  Part  III  in  harmony  with  social good envisaged in the Directive Principles in  Part  IV  of  the Constitution.  Freedom cannot  last  long unless it is coupled with order. Freedom can  never exist without order. Freedom and order may  coexist.  It  is  essential  that  freedom  should  be  exercised  under  authority  and  order  should  be  enforced by authority which is vested solely in the  executive. Fundamental rights are the means and  directive principles are essential ends in a welfare  State. The evolution of the State from police State  to  a  welfare  State  is  the  ultimate  measure  and  accepted standard of democratic society which is  an avowed constitutional mandate. Though one of  the main functions of the democratic Government

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is to safeguard liberty of the individual, unless its  exercise  is  subject  to  social  control,  it  becomes  anti-social or undermines the security of the State.  The Indian democracy wedded to rule of law aims  not only to protect the fundamental rights of its  citizens but also to establish an egalitarian social  order. The individual has to grow within the social  confines  preventing  his  unsocial  or  unbridled  growth  which  could  be  done  by  reconciling  individual liberty with social control. Liberty must  be controlled in the interest of the society but the  social interest must never be overbearing to justify  total  deprivation  of  individual  liberty.  Liberty  cannot  stand  alone  but  must  be  paired  with  a  companion virtue; liberty and morality; liberty and  law; liberty and justice; liberty and common good;  liberty and responsibility which are concomitants  for orderly progress and social stability. Man being  a  rational  individual  has  to  life  in  harmony with  equal rights of others and more differently for the  attainment of  antithetic desires.  This intertwined  network  is  difficult  to  delineate  within  defined  spheres of conduct within which freedom of action  may  be  confined.  Therefore,  liberty  would  not  always be an absolute license but must arm itself  within the confines of law. In other words, here can  be  no  liberty  without  social  restraint.  Liberty,  therefore, as a social conception is a right to be  assured  to  all  members  of  a  society.  Unless  restraint  is  enforced  on  and  accepted  by  all  members of the society, the liberty of some must  involve  the  oppression  of  others.  If  liberty  be  regarded  a  social  order,  the  problem  of  establishing  liberty  must  be  a  problem  of  organizing  restraint  which  society  controls  over  the individual. Therefore, liberty of each citizen is  borne of and must be subordinated to the liberty  of the greatest number, in other words common  happiness  as  an  end  of  the  society,  lest

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lawlessness and anarchy will  tamper social  weal  and  harmony  and  powerful  courses  or  forces  would be at work to undermine social welfare and  order. Thus the essence of civil liberty is to keep  alive the freedom of the individual subject to the  limitation of social control which could be adjusted  according  to  the  needs  of  the  dynamic  social  evolution. The modem social evolution is the growing need  

to  keep  individual  to  be  as  free  as  possible,  consistent  with  his  correlative  obligation  to  the  society. According to Dr. Ambedkar in his closing  speech in the Constituent Assembly, the principles  of  liberty,  equality  and  fraternity  are  not  to  be  treated as separate entities but in a trinity. They  form  the  union  or  trinity  in  the  sense  that  to  divorce one from the other is to defeat the very  purpose of democracy. Liberty cannot be divorced  from equality.  Equality cannot be divorced from  liberty.  Nor  can equality  and liberty be divorced  from  fraternity.  Without  equality,  liberty  would  produce supremacy of law. Equality without liberty  would kill  individual  initiative.  Without  fraternity,  liberty and equality would not become a natural  course  of  things.  Courts,  as  sentinel  on  the  qui  vive, therefore, must strike a balance between the  changing  needs  of  the  society  for  peaceful  transformation with orders and protection of  the  rights of the citizen.(Para 374)

9. It was also held in that judgment that the High Courts under  

Art.226 had the right to entertain writ petitions for quashing of FIR  

and granting of interim protection from arrest. This position, in

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the context of contours of Art.226, is stated as follows in the same  

judgment:

“From  this  scenario,  the  question  emerges  whether  the  High  Court  under  Art.226  would  be  right  in  entertaining  proceedings to quash the charge-sheet or to  grant bail to a person accused of an offence  under  the  Act  or  other  offences  committed  during  the  course  of  the  same  transaction  exclusively  triable  by  the  Designated  Court.  Nothing is more striking than the failure of law  to  evolve a  consistent  jurisdictional  doctrine  or even elementary principles, if it is subject  to conflicting or inconceivable or inconsistent  result  which lead to  uncertainty,  incongruity  and  disbelief  in  the  efficacy  of  law.  The  jurisdiction and power of the High Court under  Art.226  of  the  Constitution  is  undoubtedly  constituent  power  and  the  High  Court  has  untrammeled powers and jurisdiction to issue  any writ or order or direction to any person or  authority  within  its  territorial  jurisdiction  for  enforcement of any of the fundamental rights  or for any other purpose. The legislature has  no power to divest the court of the constituent  power  engrafted  under  Art.226.  A  superior  court is deemed to have general jurisdiction  and  the  law  presumes  that  the  court  has  acted within its jurisdiction. This presumption  is denied to the inferior courts. The judgment  of a superior court unreservedly is conclusive  as  to  all  relevant  matters  thereby  decided,  while  the  judgment  of  the  inferior  court  involving a question of jurisdiction is not final.  The superior court, therefore, has jurisdiction  to  determine  its  own  jurisdiction,  may  be

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rightly or wrongly. Therefore, the court in an  appropriate  proceeding  may  erroneously  exercise  jurisdiction.  It  does  not  constitute  want of jurisdiction, but it impinges upon its  propriety  in  the  exercise  of  the  jurisdiction.  Want of jurisdiction can be established solely  by  a  superior  court  and that  in  practice  no  decision can be impeached collaterally by an  inferior  court.  However,  acts  done  by  a  superior  court  are  always  deemed  valid  wherever they are relied upon. The exclusion  thereof  from  the  rule  of  validity  is  indispensable  in  its  finality.  The  superior  courts, therefore, are the final arbiters of the  validity  of  the  acts  done  not  only  by  other  inferior  courts  or  authorities,  but  also  their  own decisions. Though they are immune from  collateral  attack,  but  to  avoid  confusion  the  superior court’s decisions lay down the rules  of validity; are not governed by those rules.  The  valid  decision  is  not  only  conclusive,  it  may  affect,  but  it  is  also  conclusive  in  proceedings  where  it  is  sought  to  be  collaterally  impeached.  However,  the  term  conclusiveness  may  acquire  other  specific  meanings. It may mean that the finding upon  which the decision is founded as distinct or it  is the operative part or has to be conclusive or  these  findings  bind  only  parties  on  litigated  disputes  or  that  the  organ which has  made  the decision is itself precluded from revoking,  rescinding or otherwise altering it.”

10. It would be pertinent to mention here that in light of above  

mentioned statements and cases, the High Court would not be  

incorrect or acting out of jurisdiction if it exercises its power under

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Art.226  to  issue  appropriate  writ  or  direction  or  order  in  

exceptional cases at the behest of a person accused of an offence  

triable under the Act or offence jointly triable with the offences  

under the Act.

11. It is pertinent to mention that though the High Courts have  

very wide powers under Art.226, the very vastness of the powers  

imposes on it the responsibility to use them with circumspection  

and  in  accordance  with  the  judicial  consideration  and  well  

established  principles,  so  much  so  that  while  entertaining  writ  

petitions  for  granting  interim protection  from arrest,  the  Court  

would  not  go  on  to  the  extent  of  including  the  provision  of  

anticipatory bail as a blanket provision.

12. Thus,  such  a  power  has  to  be  exercised  very  cautiously  

keeping in view, at the same time, that the provisions of Article  

226 are a devise to advance justice and not to frustrate it.  The  

powers are, therefore, to be exercised to prevent miscarriage of  

justice  and  to  prevent  abuse  of  process  of  law  by  authorities  

indiscriminately  making  pre-arrest  of  the  accused  persons.   In  

entertaining  such  a  petition  under  Art.226,  the  High  Court  is

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supposed to balance the two interests.   On the one hand,  the  

Court is to ensure that such a power under Art.226 is not to be  

exercised  liberally  so  as  to  convert  it  into  Section  438,Cr.P.C.  

proceedings,  keeping  in  mind  that  when  this  provision  is  

specifically omitted in  the State of Uttar  Pradesh,  it  cannot be  

resorted to as to back door entry via Art.226.  On the other hand,  

wherever  the  High  Court  finds  that  in  a  given  case  if  the  

protection  against  pre-arrest  is  not  given,  it  would  amount  to  

gross miscarriage of justice and no case, at all, is made for arrest  

pending trial, the High Court would be free to grant the relief in  

the nature of anticipatory bail in exercise of its power under Art.  

226 of the Constitution.  It is again clarified that this power has to  

be  exercised  sparingly  in  those  cases  where  it  is  absolutely  

warranted and justified.

……………………….J.           (A.K. SIKRI)

New Delhi, 16th January 2014