13 March 2018
Supreme Court
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UNION OF INDIA Vs RAGHUWAR PAL SINGH

Bench: HON'BLE THE CHIEF JUSTICE, HON'BLE MR. JUSTICE A.M. KHANWILKAR, HON'BLE DR. JUSTICE D.Y. CHANDRACHUD
Judgment by: HON'BLE MR. JUSTICE A.M. KHANWILKAR
Case number: C.A. No.-001636-001636 / 2012
Diary number: 1521 / 2011
Advocates: D. S. MAHRA Vs IRSHAD AHMAD


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REPORTABLE  

IN THE SUPREME COURT OF INDIA  

CIVIL APPELLATE JURISDICTION  

 

CIVIL APPEAL NO.1636 OF 2012    

UNION OF INDIA AND ANR.   …..APPELLANT(S)  

:Versus:  

RAGHUWAR PAL SINGH        …..RESPONDENT(S)   

 

 

J U D G M E N T    

A.M. Khanwilkar, J.    1. The central questions posed in this appeal are: (i) whether  

the appointment of the respondent to the post of Veterinary  

Compounder, made by the Director Incharge at the relevant point  

of time without approval of the Competent Authority, was a  

nullity or a mere irregularity, which could be glossed over by the  

department to avert disruption of his services and; (ii) in any  

case, whether his services could be disrupted without giving him  

an opportunity of hearing.   

 2. Briefly stated, the respondent was appointed to the post of  

Veterinary Compounder in the Department of Animal Husbandry

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and Dairying by one H.S. Rathore, the then Agriculture Officer,  

Central Cattle Breeding Farms (CCBF), Suratgarh, who was  

purportedly authorised only to look after the current duties of the  

post of Director. The appointment was made in November 1999  

on a provisional and temporary basis, pursuant to the  

advertisement published in the newspaper on 15.10.1999.   

However, by an office order dated 29th August, 2000 issued under  

the signature of Dr. M.N. Haque, Director, the services of  

respondent came to be terminated. The said order reads thus:  

“Government of India  

Ministry of Agriculture  Department of All & Dairying  

……….Cattle Breeding Farm  SURATGARH – 335 804 (Raj.)  Dated the 29thAugust, 2000.  

 OFFICE ORDER  

In compliance to Ministry‟s decision vide their letter No.8-

6/99-Admn.III dated 18thAugust, 2000, illegal appointment, of  

Shri Raghuwar Pal Singh S/o Shri Himat Singh Shekhawat to the  

post of Veterinary Compounder, made by the then Director  

Incharge Shri H.S. Rathore, agriculture Officer, without  

approval of the Competent Authority, vide this office order No.  

14-62/99-CPS/1562 dated 24/30 November, 1999, is  

CANCELLED with immediate effect. Accordingly, his service stands  

terminated as per terms and conditions laid down in point v) & vi)  

of the offer of appointment letter no.5-17/96-99/CPS/1308 dated  

16/22 November, 1999.  

(Dr. M.N. Haque)        DIRECTOR.”  

                                                (emphasis supplied)

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3. The respondent assailed the said order by filing Original  

Application No.206 of 2000 before the Central Administrative  

Tribunal, Jodhpur Bench at Jodhpur, inter alia, on the ground  

that the appointment was made by the Board of Officers after  

they had duly considered the matter and who were competent to  

issue offer of appointment to the respondent. Further, if there  

was any irregularity in the appointment process, that could have  

been enquired into by the department, but without taking  

recourse to any inquiry, the impugned termination order had  

been issued. Such action was violative of Article 311 (2) of the  

Constitution of India. According to the respondent, his  

appointment was made after following all the formalities by the  

department in a fair and transparent manner. He asserted that  

the department was therefore, estopped from terminating his  

services. Further, the impugned order is not a termination  

simpliciter but would cause prejudice to the respondent. It is a  

stigmatic order indicating that the appointment of the respondent  

was illegal, for which reason also, principles of natural justice  

ought to have been adhered to by the department.   

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4. The appellants resisted the said Original Application,   by  

filing a detailed affidavit. According to the appellants, the  

respondent had not approached the Court with clean hands. In  

that, he has mentioned the numbers of the relevant documents,  

which pertain to some other case and not his order of  

appointment or termination. On merits, it was asserted by the  

appellants that the appointment of the respondent to the post of  

Veterinary Compounder was not as per the law. It was made by  

the then Director Incharge H.S. Rathore, Agriculture Officer and  

without approval of the competent authority. On the date of  

issuing the appointment letter, Shri H.S. Rathore had no  

authority to do so. It was asserted by the appellants that  

pursuant to advertisement dated 15.10.1999,  appointment   

could be made only in conformity with the relevant Recruitment  

Rules, as amended from time to time, titled „Central Cattle  

Breeding Farm (Class III and IV Post) Recruitment Rules, 1969‟.  

In terms of the said Rules, an interview was required to be  

conducted by a Board comprising of three officers viz. Director of  

the Farm, Senior-most Technical Officer and one Government  

Officer of Central/State Government. However, the selection  

process and interview in the present case were conducted by the

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Board unilaterally constituted by the said H.S. Rathore,  

consisting of seven members including himself, being Director  

Incharge. Further, he acted as the Chairman of the said Board.  

The Board consisted of the following members:   

 “1)  Shri H.S. Rathore, 1/C Director Chairman  2)  Shri S.C. Aggarwal, Executive Member Engineer, Central  

State Farm (SFCI Ltd.) (Not a Central Govt. office)  

3)  Shri CS. Manohar, Asso. Professor Member Veterinary  College, Bikaner (whereas a Veterinary Officer is already  there in the office itself)  

4)  Shri R.L. Aswal, Asstt. Stn. Engineer Member All India  Radio, Suratgarh  

5)  Dr. M.S. Rathore, Project Officer Member URMUL Dairy,  Chhattargarh (Which is not a Central/State office)  

6)  Shri Baldev Singh, Agriculture Asstt. Member CCBF,  

Suratgarh (A Group „C‟ employee)  7)  Shri A. Narsingh, Technical  Asst. member CCBF (A Group  

„C‟ employee)”  

 

In other words, the said Board was not validly constituted.  

Furthermore, the respondent was the son of the younger brother-

in-law of H.S. Rathore, the Director Incharge and Chairman of  

the Board.  The Chairman of the Board had direct relation with  

and interest in the appointment of the respondent. It is then  

stated that as per the prescribed procedure, appointment is  

required to be made after obtaining prior approval from the  

competent authority i.e. Ministry of Agriculture, Department of  

Animal Husbandry and Dairying, New Delhi. That procedure was,  

admittedly, not adhered to before issuing the letter of

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appointment to the respondent. For all these reasons, the  

appointment of the respondent as made by the then Director  

Incharge H.S. Rathore, Agriculture Officer, was without any  

authority of law. It was a fraudulent appointment.  When the  

same was noticed by the department, soon thereafter, the subject  

office order dated 29.08.2000 came to be issued. It was stated  

that the appointment of two other candidates to the post of  

Junior Mechanic and Tractor Helper made by H.S. Rathore as  

Director Incharge also came to be cancelled by the department by  

issuing similar termination order. In addition, a departmental  

action has been initiated against H.S. Rathore for committing  

serious misconduct and abusing his official position during the  

relevant period. The appellants pointed out that one Dr. B.S.  

Singh was posted as Director CCBF, Suratgarh on ad hoc basis  

and was ordered to function as Head of Office during his tenure  

vide order dated 21.02.1995.   No authorization was given to H.S.  

Rathore to issue letter of appointment.   He was merely holding  

the post of Agriculture Officer. Considering the unilateral action  

of H.S. Rathore, major penalty memorandum was issued to him  

by the department on 22.06.2001 in particular with reference to  

the appointments made by him to the post of                      

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Veterinary Compounder, Junior Mechanic, Tractor Helper and  

milker and also on ad hoc basis to the post of LDC and UDC.  

5. The other two affected candidates had also challenged the  

termination order passed against them by way of Original  

Application before the Central Administrative Tribunal, Jodhpur  

Bench, Jodhpur. The Tribunal heard all the three O.As together  

as the issues raised therein were similar.   

 6. The Tribunal, after analysing the relevant contentions of  

both sides, opined that there was no infirmity in the termination  

order passed against the concerned applicant including the  

respondent herein. The Tribunal noted thus:   

 

“11. It is not in dispute that till his ad hoc appointment as  

Director, Regional Station for Forage Production and  

Demonstration, Suratgarh, Shri HS. Rathore, was only posted as  

Agriculture Officer, CCBF, Suratgarh. This is apparent from the  

order dated 22.12.99 (Arin.A/10 of OA 204/2000).  It is also  

admitted fact that by virtue of order dated 25.8.92 (Ann.A/6 to the  

same OA), Shri Rathore was ordered to look after the current  

charge of the post of Director, CCBF, Suratgarh.  One Dr. B.S.  

Singh, was earlier posted as officiating Director and declared Head  

of office. After posting of Dr. Singh, no declaration was made in  

favour of Shri Rathore for his continuation as Head of Office.  

Applicants‟ contention is „that since Dr. Singh, never took charge of  

the responsibilities of Director, CCBF, Suratgarh, Shri H.S.  

Rathore, continued to function as Head of the Office. By order  

dated 15.7.99 one Shri M.N. Haque, was posted as Director and  

ordered to take over charge of the post of Director, CCBF,  

Suratgarh, from Shri H.S. Rathore. This order was stayed by this  

Tribunal vide order dated 10.8.99, passed in OA 204/99. As a

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consequence, Shri Rathore continued to look after the current  

duties of the post of Director, CCBF, Suratgarh.  

 

12. Now the question which arises for our consideration is  

whether an officer looking after the current duties of a post,  

could exercise the statutory power as vested in the regular  

incumbent of that post. In Government of India, Ministry of  

Home Affairs, OM No. F.7/14/61-Ests.(A) dated 24.1.63,  

clarification was issued that;  

‘an officer appointed to perform the current duties of an  

appointment can exercise administrative or financial powers  

vested in the full-fledged incumbent of the post but he cannot  

exercise statutory powers whether those powers are derived  

direct from an act of parliament or rules Regulations and By-

Law made under various Articles of the constitutions (e.g.,  

Fundamental Rules Classifications, Control and Appeal Rules  

Civil Services Regulations Delegations of Financial Powers  

Rules etc.)’      (emphasis supplied).  

13. By order dated 15.7.99 Shri. M.N. Hague, was posted as  

Director, CCBF, but only by virtue of the direction of this Tribunal  

in OA. 204/99, Shri Rathore, was permitted to look after the  

current charge. Obviously, this would not have empowered Shri  

Rathore to exercise statutory powers of the post of Director.  

For the purpose of statutory powers, he was only an  

Agriculture Officer. Thus, the contention of the learned counsel  

for the applicant that Shri Rathore had been declared as „Head of  

Office‟ and so could have exercised powers of appointment by  

virtue of Rule-2(j) of the CCS (CCA) Rules has no force. In view of  

the specific clarification given under Rule-12 in Government of  

India‟s Order No.2 that an officer holding current charge of duties  

of a post cannot exercise statutory powers. The conclusion is  

obvious that Shri H.S. Rathore, at the time of recruiting the  

applicants, was only a Agriculture Officer looking after the  

current charge of the post of Director, CCBF, Suratgarh, and  

he had no authority to make any appointment to Group – C &  

D. It is a clear case of Shri Rathore exceeding his authority.  

Even if, he had processed the appointment, offer of  

appointments, obviously could not have been made while and  

unless, he had obtained approval from the Ministry of  

Agriculture. In fact, he did make a reference  to the Ministry  

on 16.11.99 seeking approval or filling up these posts but for

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reasons best known to him, he did not wait for this approval  

and went ahead and offered appointments to these applicants.  

This raise a serious doubt about the motive behind the haste  

on the part of Shri Rathore, in appointing these applicants.  

The plea now taken on his behalf that such approval was not  

required has no basis at all. This is more so, when the rules clearly  

provide that an officer looking after the current charge should not  

have exercised statutory powers of appointments.   

14.  These appointments are vitiated on other grounds also.  

The fact that all the three applicants are related to Shri  

Rathore, cannot be a mere co-incidence and reflects on the  

intention behind making these appointments. The ways the  

selection committee has been constituted by including even  

Group-C members, is indicative of the irregular practice  

knowingly adopted by Shri Rathore while making these  

appointments.”  

                                                                       (emphasis supplied)  

 

 7. The Tribunal then adverted to the legal position that any  

appointment made de hors the statutory rules has no validity  

and that those who come by the back door have to return by the  

same back door and cannot claim protection of principles of  

natural justice. For that, the Tribunal relied on the exposition of  

this Court in the case of Union of India & Ors. Vs. M.  

Bhaskaran1, State of U.P. & Ors. Vs. U.P. State Law Officers  

Association & Ors.2 and Kendriya Vidyalaya Sangathan &  

                                                           1 (1995) Suppl. 4 SCC 100  2   (1994) 2 SCC 204

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Ors. Vs. Ajay Kumar Das & Ors.3 and in conclusion, observed  

thus:   

“17. In this case, Shri H.S. Rathore, not only acted totally  arbitrarily on every step of the process of recruitment but, acted  

beyond his powers and jurisdiction while making the appointment.  For the view we have taken that these appointments were made by  an authority not competent to make such appointments, we do not  

consider it necessary to go into the other aspects of the controversy  that one the appointees did not possess the requisite qualifications  or that the currency of the sanction of the posts had expired.   

18. It is clear from the discussions in the preceding paragraphs  that these appointments have been made in a totally irregular  

manner by an authority not competent to make such  appointments. The appointment letters have been rightly cancelled  and orders of cancellation do not call for any interference by this  

Tribunal. The applicants have miserably failed to establish any  case in their favour. We dismiss these O.A. as totally devoid of  

merits. No order as to costs.”       

 

8. Feeling aggrieved, the respondent filed a writ petition in the  

High Court of Judicature for Rajasthan at Jodhpur, being D.B.  

Civil Writ Petition No.4235 of 2002. The Division Bench of the  

High Court, by judgment and order dated April 23, 2010, upheld  

the argument of the respondent that the Office Order dated  

29.08.2000 merely records one fact that the appointment of the  

respondent was made without approval of the competent  

authority. In such a case, the services of respondent could be  

terminated only after giving him opportunity of hearing.  The  

High Court observed thus:   

                                                           3 (2002) 4 SCC 503

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 “Upon perusal of the above order, it is abundantly clear that the  

only reason for termination of the services of the petitioner was  

that appointment was made without approval of the competent  

authority. No other ground with regard to competence of the  

Director or with regard to allegation against the Director for  

making illegal appointment is incorporated for establishing the  

allegations. In this view of the matter, the reason for termination of  

the services was not made known to the petitioner because the  

department neither issued any notice nor provide any opportunity  

of hearing to the petitioner before passing order dated 29.08.2004.  

The only reason for terminating his services is that appointment  

was made without approval of the competent authority; meaning  

thereby, for contesting the matter before the Tribunal the grounds  

other than the basic ground were submitted before the Tribunal  

which were meant to be basis for terminating the services of the  

petitioner; meaning thereby, the grounds agitated before the  

Tribunal were altogether different than the reasons incorporated in  

the order Annex. – 4. In this view of the matter, we are of the  

opinion that order of termination suffers from arbitrariness and  

illegality, so also, passed against the principles of natural justice.  

We are unable to understand the reason incorporated in the  

reply filed by the respondents before the Tribunal because the  

reasons incorporated in the reply for terminating the service of the  

petitioner are not mentioned in the termination order.”  

 

9. The High Court then adverted to the decision of D.K. Yadav  

Vs. J.M.A. Industries Ltd.4 and the decision of the Division  

Bench of the same High Court in the case of Bhupal Singh Vs.  

State of Rajasthan5. Thereafter, the High Court concluded as  

follows:   

“Upon assessment of the termination order, we are of the opinion  

that the Tribunal has committed gross error while dismissing the  

                                                           4 (1993) 3 SCC 259   5 (1988) 2 RLW 428

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original application filed by the petitioner. So also, the termination  order dated 29.8.2000 issued in violation of the principles of  

natural justice by the Department for terminating the services of  the petitioner is patently illegal order and the same deserves to be  

quashed.  

Hence, while following the judgment of Hon‟ble Supreme Court in  

D.K. Yadav‟s case (supra) and judgment of the Division Bench of  this Court in the case of Bhupa Singh Vs. State of Rajasthan  (supra), this writ petition is allowed. The impugned judgment dated  

06.06.2002 passed by the Tribunal in Original Application  No.206/2000 is set aside. The order dated 29.08.2000 (Annex.-4 to  

the original application), terminating the services of the petitioner,  is quashed and set aside. Further, it is made clear that as a  consequence of quashing termination order Annex. – 4, the  

petitioner will be entitled to all consequential benefits except back- wages and petitioner shall be reinstated in service forthwith.  Respondents will, however, be at liberty to pass fresh order for  

terminating the services of the petitioner, in accordance with law, if  valid and lawful grounds exist to show that petitioner has  

committed any illegality while seeking appointment.”  

 

The High Court thus opined that the termination order could  

be passed only after giving opportunity to the respondent and  

not otherwise.   

10. Being aggrieved, the appellants filed the present Special  

Leave Petition.  This Court not only granted leave to appeal but  

also stayed the operation of the impugned judgment during the  

pendency of the appeal before this Court.  

 11. According to the appellant, the High Court committed  

manifest error in overturning a well considered decision of the  

Tribunal. For, the fact that no prior approval of the competent  

authority as required under the statutory rules had been

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obtained before issuing the letter of appointment in favour of the  

respondent, is indisputable. That reason has been explicated in  

the subject office order dated 29.08.2000. The High Court,  

without recording any opinion on the efficacy of that reason,  

proceeded to set aside the subject office order on the ground that  

no opportunity was given to the respondent before issuing the  

same.  Relying on the exposition in the cases of Kendriya  

Vidyalaya Sangathan (supra) and State of Manipur and Ors.  

Vs. Y. Token Singh and Ors.6, it is contended that  giving  prior  

opportunity to the respondent before issuing the subject office  

order was not obligatory; and  no fruitful purpose would have  

been served by giving such notice. The High Court, therefore, was  

manifestly wrong.  It is submitted that prior approval of the  

competent authority is the quintessence for issuing a valid and  

legal appointment order.  Whereas, appointment order issued in  

favour of the respondent being void ab initio, the competent  

authority was duty bound to take corrective and remedial action  

in the matter. That brooked no delay.   

 12. It is also submitted that the High Court mainly recorded  

three aspects to interfere with the impugned office order. First,  

                                                           6 (2007) 5 SCC 65

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that the office order does not state that the Director Incharge was  

not competent to issue the appointment letter. Additionally, there  

is no tittle of indication in the said order that the appointing  

authority committed any illegality in making appointment.  

Second, the reason for termination of services of respondent was  

not made known to him by issuing a notice or by providing him  

an opportunity of hearing. Third, the Tribunal took extraneous  

facts into account to uphold the subject office order, by adverting  

to grounds not referred to therein. It is submitted that none of  

the above, dealt with the core reason noted in the subject office  

order - that the same was necessitated as an illegal appointment  

had been made by the then Director Incharge H.S. Rathore,  

Agriculture Officer and without prior approval of the competent  

authority. The appellant therefore, submits that the impugned  

decision of the High Court is manifestly wrong and deserves to be  

set aside and  the order of the Tribunal ought to be restored,  

upholding the office order dated 29.08.2000.   

 13. Per contra, the respondent has supported the reasons  

recorded by the High Court and vehemently contends that no  

interference is warranted. According to the respondent, the  

appointment of the respondent has been made after adhering to

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necessary formalities pursuant to a public advertisement,  

wherein the respondent emerged as the successful candidate.  

Only thereafter he was appointed to the post of Veterinary  

Compounder. It is submitted that the respondent acquired an  

indefeasible right to remain on that post and in service.  

According to the respondent, his services could not be terminated  

without affording opportunity of hearing. Only upon affording  

opportunity, the respondent could have been able to point out  

that there was no illegality in his appointment. Inasmuch as lack  

of approval of the competent authority before issuance of the  

letter of appointment, does not render the appointment void but  

at best, an irregularity.  Since the appointment was not void ab  

initio, no termination order could be issued without affording  

opportunity to the respondent. The respondent has relied on the  

decisions of this Court in the case of The Remington Rand of  

India Ltd. Vs. The Workmen7, Karnal Improvement Trust,  

Karnal Vs. Parkash Wanti (Smt.) (Dead) and Anr.8 and  

Montreal Street Railway Company Vs. Normandin9. The  

respondent contends that the mere fact that the High Court has  

not dealt with the reason stated in the subject office order about                                                              7 (1968) 1 SCR 164  8 (1995) 5 SCC 159  9 AIR (1917) Privy Council 142

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the lack of approval of competent authority, can be no basis to  

whittle down the indefeasible  right enured to him.  Further,  

deprivation of opportunity of hearing before passing the  

termination order was fatal as the said order entailed civil  

consequences to him. The respondent prays for dismissal of the  

appeal.   

 14. We have heard the learned counsels for appellants Mr. A.K.  

Panda, Senior Advocate, Mrs. C.K. Sucharita, Mr. Shailender  

Saini, Mr. Raj Bahadur and Mr. D.S. Mahra, and Dr. Manish  

Singhvi, Mr. Shailja Nanda Mishra, Mr. Satyendra Kumar, Mr.  

Yuvraj Simant and Mr. Irshad Ahmad, learned counsels for  

respondent.   

 

15. Reverting to the subject office order, we are in agreement  

with the stand taken by the appellant that the same is a  

simpliciter termination and is no reflection on the conduct of the  

respondent.  It merely explicates that his appointment was illegal  

having been made by the then Director Incharge H.S. Rathore,  

Agriculture Officer and without prior approval of the competent  

authority. No more and no less.   

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16. We shall now consider the efficacy of the reason so recorded  

in the office order.  The recruitment procedure in relation to the  

post of Veterinary Compounder is governed by the statutory rules  

titled „Central Cattle Breeding Farms (Class III and Class IV  

posts) Recruitment Rules, 1969, as amended from time to time  

and including the executive instructions issued in that behalf. As  

per the stated dispensation for such recruitment, the  

appointment letter could be issued only by an authorised officer  

and after grant of approval by the competent authority. Nowhere  

in the Original Application filed by the respondent, it has been  

asserted that such prior approval is not the quintessence for  

issuing a letter of appointment.   

 

17. For taking this contention forward, we may assume, for the  

time being, that the then Director Incharge H.S. Rathore,  

Agriculture Officer had the authority to issue a letter of  

appointment.  Nevertheless, he could do so only upon obtaining  

prior written approval of the competent authority. No case has  

been made out in the Original Application that due approval was  

granted by the competent authority before issue of the letter of  

appointment to the respondent.  Thus, it is indisputable that no  

prior approval of the competent authority was given for the

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appointment of the respondent.  In such a case, the next logical  

issue that arises for consideration is: whether the appointment  

letter issued to the respondent, would be a case of nullity or a  

mere irregularity? If it is a case of nullity,  affording opportunity  

to the incumbent would be a mere formality and  non grant of  

opportunity may not vitiate the final decision of termination of  

his services. The Tribunal has rightly held that in absence of  

prior approval of the competent authority, the Director Incharge  

could not have hastened issuance of the appointment letter. The  

act of commission and omission of the then Director Incharge  

would, therefore, suffer from the vice of lack of authority and  

nullity in law.   

 18. There is yet another aspect which has been glossed over by  

the High Court. The subject office order dated 29.08.2000 opens  

with the statement that the same was issued in compliance with  

the Ministry‟s decision vide letter No.8-6/1999-ADMN.III  

dt.18.08.2000. By reference to the said communication-cum-

decision of the Ministry,  it stood incorporated in the subject  

office order. Besides,  the subject office order explicitly states that  

the appointment of the respondent was illegally made by the then  

Director Incharge H.S. Rathore, Agriculture Officer.  This reason

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of illegal appointment takes within its fold the unilateral  

constitution of the selection Board (not in accordance with        

the prescribed constitution of the selection Board) and  also H.S.  

Rathore nominating himself as the Chairman of such Board,  

although disqualified to be on the Board because the candidate  

was related to him. As a result, the Ministry took holistic decision  

on 18.08.2000 at the highest level after reckoning all aspects of  

the matter including that it was not just a solitary appointment  

of the respondent,  but also other appointment letters issued by   

H.S. Rathore  under his signature.  All such appointments have  

been nullified by the Ministry in the same manner in addition to  

initiating departmental action against H.S. Rathore. Tersely put,  

all appointments made by H.S. Rathore came under the scanner  

as being fraudulent and without authority.  Such appointments  

would obviously be a nullity in law.    

 19. The Tribunal had justly relied on the exposition in the cases  

of M. Bhaskaran (supra) and in particular, Kendriya Vidyalaya  

Sangathan (supra). In the latter case, in paragraph 5 of the  

reported decision, while dealing with a similar situation, the  

Court observed that if the appointment letters are nullity, having  

been issued by an officer who did not wield authority to do so,

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there was no question of observance of principles of natural  

justice even though the affected party was not before the Court.   

 

20. In the case of State of Manipur (supra), the appointment  

letters were cancelled on the ground that the same were issued  

without the knowledge of the department of the State.  The Court  

after adverting to the reported decisions concluded that the  

candidates were not entitled to hold the posts and in a case of  

such nature, principles of natural justice were not required to be  

complied with, particularly when the same would result in  

futility. It may be useful to advert to paragraph 22 of the reported  

decision, which reads thus:  

 

“22. The respondents, therefore, in our opinion, were not entitled  to hold the posts. In a case of this nature, where the facts are  

admitted, the principles of natural justice were not required to  be complied with, particularly when the same would result in  futility. It is true that where appointments had been made by a  

competent authority or at least some steps have been taken in that  behalf, the principles of natural justice are required to be complied  

with, in view of the decision of this Court in Murugayya Udayar10.”  

 

                                                                  (emphasis supplied)    

 

21. In paragraph 30 of the reported decision, the Court adverted  

to the exposition in M.C. Mehta Vs. Union of India & Ors.11  

which evolved the „useless formality‟ theory. It is apposite to  

                                                           10 (1991) Supp. (1) SCC 331  11 (1999) 6 SCC 237

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reproduce paragraphs 30 to 32 of the reported judgment,  which  

read thus:   

“30. In M.C. Mehta Vs. Union of India this Court developed the  “useless formality” theory stating: (SCCPP.246-47, para 22)  

“More recently Lord Bingham has deprecated the  „useless formality‟ theory in R.v. Chief Constable of the  

Thames Valley Police Forces, ex p Cotton12 by giving  

six reasons. (See also his article „Should Public Law  

Remedies be Discretionary? 1991 PL, p.64.) A detailed  and emphatic criticism of the „useless formality theory‟  

has been made much earlier in „Natural Justice,  Substance or Shadow‟ by Prof. D.H. Clark of Canada  (see 1975 PL, pp. 27-63) contending that Malloch and  

Glynn were wrongly decided. Foulkes (Administrative  Law, 8th Edn., 1996, p.323), Craig (Administrative  Law, 3rd Edn., p. 596) and others say that the Court  

cannot prejudge what is to be decided by the decision- making authority. De Smith (5th Edn., 1994, paras  

10.031 to 10.036) says courts have not yet committed  themselves to any one view though discretion is always  with the court. Wade (Administrative Law, 5th Edn.,  

1994, pp. 526-30) says that while futile writs may not  be issued, a distinction has to be made according to  the nature of the decision. Thus, in relation to cases  

other than those relating to admitted or indisputable  facts, there is a considerable divergence of opinion  

whether the applicant can be compelled to prove that  the outcome will be in his favour or he has to prove a  case of substance or if he can prove a „real likelihood‟  

of success or if he is entitled to relief even if there is  some remote chance of success. We may, however,  

point out that even in cases where the facts are not all  admitted or beyond dispute, there is a considerable  unanimity that the courts can, in exercise of their  

„discretion‟, refuse certiorari, prohibition, mandamus  or injunction even though natural justice is not  followed. We may also state that there is yet another  

line of cases as in State Bank of Patiala Vs. S.K.  

Sharma13, Rajendra Singh Vs. State of M.P.14  that  

even in relation to statutory provisions requiring  

notice, a distinction is to be made between cases  where the provision is intended for individual benefit  

                                                           12 (1990) IRLR 344  13 (1996) 3 SCC 364  14 (1996) 5 SCC 460

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and where a provision is intended to protect public  interest. In the former case, it can be waived while in  

the case of the latter, it cannot be waived.”         (emphasis in original)  

 31. In Kendriya Vidyalaya Sangathan  it was held: (SCC p. 505,  para5)  

“It is clear that if after the termination of  services of the said Dr. K.C. Rakesh, the orders of  

appointment are issued, such orders are not valid. If  such appointment orders are a nullity, the  question of observance of principles of natural  

justice would not arise.”    

32. In Bar Council of India Vs. High Court of Kerala15 it was  

stated : (SCC p.323, para45)  

  “Principles of natural justice, however,  cannot be stretched too far. Their application may be  subject to the provisions of a statute or statutory rule.”    

                                                 (emphasis supplied)       

In the present case, the appointment letter was admittedly  

issued without the approval of the competent authority.  

 22. In Dhirender Singh & Ors. Vs. State of Haryana &  

Ors.16, termination of the appellant therein albeit without notice,  

was not interfered with by the Court as admittedly the same was  

not approved by the competent authority. The underlying  

principle will apply proprio vigore to the present case, as the letter  

of appointment has been issued by an officer who had no  

authority to do so and also because it was issued without waiting  

                                                           15 (2004) 6 SCC 311  16 (1997) 2 SCC 712

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for the approval of the competent authority. Resultantly, there  

was no necessity to afford opportunity to the respondent before  

issuing the letter of cancellation of such appointment.  The mere  

fact that such letter of appointment had been issued in favour of  

the respondent does not bestow any right in his favour much less  

to insist for an opportunity of being heard.   

 23. Reverting to the impugned decision of the High Court, the  

High Court has not analysed the efficacy of the crucial reason  

recorded in the subject office order dated 29.08.2000 in its  

correct perspective. Indeed, the High Court has noted that prior  

approval of the competent authority was not mandatory. That  

observation, in our opinion, is manifestly wrong. We affirm the  

view expressed by the Tribunal that the appointment of  

respondent was not in conformity with the governing Rules and  

executive instructions in that regard.  

 24. Further, the High Court could not have interfered with the  

subject office order solely on the ground that it was issued  

without affording an opportunity to the respondent. The other  

reason which had weighed with the High Court, in our opinion,  

will be of no avail to the fact situation of the present case. To wit,

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the fact that the subject office order does not attribute any  

motives to the then Director Incharge, can be no basis to  

invalidate the same. In our opinion, the office order records just  

and tangible reason as to why the appointment of the respondent  

is illegal. Unless the core reason mentioned in the subject office  

order was found to be untenable, the High Court could not have  

concluded that the subject office order was vitiated merely  

because it was issued without notice or lack of opportunity to the  

respondent. Similarly, the fact that the Tribunal has taken note  

of other grounds urged by the parties (other than the reason  

noted in the subject office order), per se, cannot be the basis to  

invalidate the subject office order which is otherwise just and  

proper. The High Court could have ignored those other  

reasons/grounds taken into account by the Tribunal.   

 25. Reverting to the decisions relied upon by the respondent, we  

fail to understand as to how the decision in the case of The  

Remington Rand of India Ltd. (supra) will be of any avail to the  

respondent. In that case, the Court was called upon to consider  

the effect of not publishing the award passed by the Hon‟ble  

Tribunal within the statutory period. In the context of that  

question, the Court opined that the provision in Section 17(1) of

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the Industrial Disputes Act was merely directory and not  

mandatory and on that basis concluded that publication of award  

beyond 30 days would not make it invalid. In the present case,  

the letter of appointment could be issued by the designated  

director and only after grant of prior approval from the competent  

authority (the superior authority in the hierarchy of  

administrative set up).  Without such approval, the then Director  

Incharge in no case could have rushed through the process of  

issuing the letter of appointment, an action which was without  

authority of law and a nullity.  

 26.  In the case of Karnal Improvement Trust, Karnal   

(supra),  the Court considered the distinction between ministerial  

acts and statutory or quasi judicial functions under the statute  

and, in that context, observed that something should be done or  

in a particular manner and expressly declaring what shall be the  

consequence of non compliance, the effect thereof would be to  

treat the infraction as a mere directory requirement and not  

invalidate the action,  so as to disregard the same. The principle  

expounded in this decision will be of no avail to the respondent.  

In light of factual matrix of this case, the letter of appointment in  

favour of the respondent was issued illegally by the Director

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Incharge H.S. Rathore, Agriculture Officer and without prior  

approval of the competent authority.  It was a nullity.   

 27. Even the case of Montreal Street Railway Company  

(supra) cannot come to the rescue of the respondent.  In the  

present case, the requirement to obtain prior approval of the  

competent authority has been made an essential requirement  

and only then would the appointing authority be competent to  

issue letter of appointment. For, after the proposal is submitted  

for approval to the competent authority through proper channel  

by the official duly authorised to do so, the competent authority  

would reckon all aspects of the matter including whether the  

selection process has been properly followed in all respects. That  

would include the question such as whether the then Director  

Incharge could have constituted the Board of seven members,  

contrary to the established norms and moreso to  act as  

Chairman of such a Board after full knowledge that the candidate  

appearing for the interview was his relative.   

  28. We have no hesitation in concluding that in the fact  

situation of the present case, giving opportunity of hearing to the  

respondent before issuance of the subject office order was not an

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essential requirement and  it would be an exercise in futility. For  

the view that we have taken, the exposition in D.K. Yadav  

(supra), which commended to the High Court, in our opinion, has  

no application to the fact situation of the present case concerning  

an appointment which is void ab initio and nullity.  

 29. Accordingly, we set aside the impugned judgment and  

order of the High Court and restore the judgment of the  

Central Administrative Tribunal dated 06.06.2002,  dismissing  

the Original Application filed by the respondent.  

 

30. The appeal succeeds in the above terms with no order as  

to costs.   

 .………………………….CJI.  

        (Dipak Misra)   

    

 

…………………………..….J.           (A.M. Khanwilkar)  

 

 

…………………………..….J.           (Dr. D.Y. Chandrachud)  

New Delhi;  

March 13, 2018.