MEDHA KOTWAL LELE & ORS. Vs U.O.I. & ORS.
Bench: R.M. LODHA,ANIL R. DAVE,RANJAN GOGOI
Case number: Writ Petition (crl.) 173-177 of 1999
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REPORTABLE
IN THE SUPREME COURT OF INDIA ORIGINAL/APPELLATE JURISDICTION
WRIT PETITION (CRIMINAL) NOS. 173-177 OF 1999
Medha Kotwal Lele and Others …… Petitioners
Vs.
Union of India and Others ……Respondents
WITH T.C. (C) NO. 21 OF 2001
CIVIL APPEAL NO. 5009 OF 2006 CIVIL APPEAL NO. 5010 OF 2006
JUDGMENT
R.M. LODHA, J .
The Vishaka1 judgment came on 13.8.1997. Yet,15 years
after the guidelines were laid down by this Court for the prevention and
redressal of sexual harassment and their due compliance under Article 141
of the Constitution of India until such time appropriate legislation was
enacted by the Parliament, many women still struggle to have their most
basic rights protected at workplaces. The statutory law is not in place. The
Protection of Women Against Sexual Harassment at Work Place Bill, 2010
is still pending in Parliament though Lok Sabha is said to have passed that
Bill in the first week of September, 2012. The belief of the Constitution
1 Vishaka and Others v. State of Rajasthan and Others; [(1997) 6 SCC 241] 1
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framers in fairness and justice for women is yet to be fully achieved at the
workplaces in the country.
2. This group of four matters – in the nature of public interest
litigation – raises principally the grievance that women continue to be
victims of sexual harassment at workplaces. The guidelines in Vishaka1 are
followed in breach in substance and spirit by state functionaries and all
other concerned. The women workers are subjected to harassment
through legal and extra legal methods and they are made to suffer insult
and indignity.
3. Beijing Declaration and Platform for Action, inter alia, states,
“Violence against women both violates and impairs or nullifies the
enjoyment by women of human rights and fundamental freedoms……. In
all societies, to a greater or lesser degree, women and girls are subjected
to physical, sexual and psychological abuse that cuts across lines of
income, class and culture”.
4. Vishaka guidelines require the employers at workplaces as
well as other responsible persons or institutions to observe them and
ensure the prevention of sexual harassment to women. These guidelines
read as under :
“1. Duty of the employer or other responsible persons in workplaces and other institutions: It shall be the duty of the employer or other responsible persons in workplaces or other institutions to prevent or deter the commission of acts of sexual harassment and to provide the procedures for the resolution, settlement or prosecution of acts of sexual harassment by taking all steps required.
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2. Definition: For this purpose, sexual harassment includes such unwelcome sexually determined behaviour (whether directly or by implication) as:
(a) physical contact and advances; (b) a demand or request for sexual favours; (c) sexually-coloured remarks; (d) showing pornography; (e) any other unwelcome physical, verbal or non-
verbal conduct of sexual nature. Where any of these acts is committed in circumstances whereunder the victim of such conduct has a reasonable apprehension that in relation to the victim's employment or work whether she is drawing salary, or honorarium or voluntary, whether in government, public or private enterprise such conduct can be humiliating and may constitute a health and safety problem. It is discriminatory for instance when the woman has reasonable grounds to believe that her objection would disadvantage her in connection with her employment or work including recruiting or promotion or when it creates a hostile work environment. Adverse consequences might be visited if the victim does not consent to the conduct in question or raises any objection thereto. 3. Preventive steps: All employers or persons in charge of workplace whether in the public or private sector should take appropriate steps to prevent sexual harassment. Without prejudice to the generality of this obligation they should take the following steps: (a) Express prohibition of sexual harassment as defined above at the workplace should be notified, published and circulated in appropriate ways. (b) The rules/regulations of government and public sector bodies relating to conduct and discipline should include rules/regulations prohibiting sexual harassment and provide for appropriate penalties in such rules against the offender. (c) As regards private employers steps should be taken to include the aforesaid prohibitions in the standing orders under the Industrial Employment (Standing Orders) Act, 1946. (d) Appropriate work conditions should be provided in respect of work, leisure, health and hygiene to further ensure that there is no hostile environment towards women at workplaces and no woman employee should have reasonable grounds to believe that she is disadvantaged in connection with her employment.
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4. Criminal proceedings: Where such conduct amounts to a specific offence under the Indian Penal Code or under any other law, the employer shall initiate appropriate action in accordance with law by making a complaint with the appropriate authority. In particular, it should ensure that victims, or witnesses are not victimized or discriminated against while dealing with complaints of sexual harassment. The victims of sexual harassment should have the option to seek transfer of the perpetrator or their own transfer. 5. Disciplinary action: Where such conduct amounts to misconduct in employment as defined by the relevant service rules, appropriate disciplinary action should be initiated by the employer in accordance with those rules. 6. Complaint mechanism: Whether or not such conduct constitutes an offence under law or a breach of the service rules, an appropriate complaint mechanism should be created in the employer's organization for redress of the complaint made by the victim. Such complaint mechanism should ensure time-bound treatment of complaints. 7. Complaints Committee: The complaint mechanism, referred to in (6) above, should be adequate to provide, where necessary, a Complaints Committee, a special counsellor or other support service, including the maintenance of confidentiality. The Complaints Committee should be headed by a woman and not less than half of its members should be women. Further, to prevent the possibility of any undue pressure or influence from senior levels, such Complaints Committee should involve a third party, either NGO or other body who is familiar with the issue of sexual harassment. The Complaints Committee must make an annual report to the Government Department concerned of the complaints and action taken by them. The employers and person-in-charge will also report on the compliance with the aforesaid guidelines including on the reports of the Complaints Committee to the Government Department. 8. Workers' initiative: Employees should be allowed to raise issues of sexual harassment at workers' meeting and in other appropriate forum and it should be affirmatively discussed in employer- employee meetings. 9. Awareness:
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Awareness of the rights of female employees in this regard should be created in particular by prominently notifying the guidelines (and appropriate legislation when enacted on the subject) in a suitable manner. 10. Third-party harassment: Where sexual harassment occurs as a result of an act or omission by any third party or outsider, the employer and person-in-charge will take all steps necessary and reasonable to assist the affected person in terms of support and preventive action. 11. The Central/State Governments are requested to consider adopting suitable measures including legislation to ensure that the guidelines laid down by this order are also observed by the employers in private sector. 12. These guidelines will not prejudice any rights available under the Protection of Human Rights Act, 1993.”
5. In these matters while highlighting few individual cases of
sexual harassment at the workplaces, the main focus is on the lack of
effective implementation of Vishaka guidelines. It is stated that the attitude
of neglect in establishing effective and comprehensive mechanism in letter
and spirit of the Vishaka guidelines by the States as well as the employers
in private and public sector has defeated the very objective and purpose of
the guidelines.
6. In one of these matters, Medha Kotwal Lele, this Court has
passed certain orders from time to time. Notices were issued to all the
State Governments. The States have filed their responses. On 26.4.2004,
after hearing the learned Attorney General and learned counsel for the
States, this Court directed as follows :
“Complaints Committee as envisaged by the Supreme Court in its judgment in Vishaka’s case will be deemed to be an inquiry authority for the purposes of Central Civil Services (Conduct) Rules, 1964 (hereinafter called CCS Rules) and the report of the complaints Committee shall be deemed to
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be an inquiry report under the CCS Rules. Thereafter the disciplinary authority will act on the report in accordance with the rules.”
This Court further directed in the order dated 26.4.2004 that similar
amendment shall be carried out in the Industrial Employment (Standing
Orders) Rules. As regards educational institutions and other
establishments, the Court observed that further directions would be issued
subsequently.
7. On 17.1.2006, this Court in couple of these matters passed the
following order:
“These matters relate to the complaints of sexual harassment in working places. In Vishaka vs. State of Rajasthan, (1997) 6SCC 241, this Court issued certain directions as to how to deal with the problem. All the States were parties to that proceedings. Now, it appears that the directions issued in Vishaka case were not properly implemented by the various States/Departments/Institutions. In a rejoinder affidavit filed on behalf of the petitioners, the details have been furnished. The counsel appearing for the States submit that they would do the needful at the earliest. It is not known whether the Committees as suggested in Vishaka case have been constituted in all the Departments/Institutions having members of the staff 50 and above and in most of the District level offices in all the States members of the staff working in some offices would be more than 50. It is not known whether the Committees as envisaged in the Vishaka case have been constituted in all these offices. The number of complaints received and the steps taken in these complaints are also not available. We find it necessary to give some more directions in this regard. We find that in order to co-ordinate the steps taken in this regard, there should be a State level officer, i.e., either the Secretary of the Woman and Child Welfare Department or any other suitable officer who is in charge and concerned with the welfare of women and children in each State. The Chief Secretaries of each State shall see that an officer is appointed as a nodal agent to collect the details and to give suitable directions whenever necessary.
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As regards factories, shops and commercial establishments are concerned, the directions are not fully complied with. The Labour Commissioner of each State shall take steps in that direction. They shall work as nodal agency as regards shops, factories, shops and commercial establishments are concerned. They shall also collect the details regarding the complaints and also see that the required Committee is established in such institutions. Counsel appearing for each State shall furnish the details as to what steps have been taken in pursuance of this direction within a period of eight weeks. Details may be furnished as shown in the format furnished by the petitioners in the paperbooks. A copy of this format shall form part of the order. The above facts are required at the next date of hearing. A copy of this order be sent to the Chief Secretary and Chief Labour Commissioner of each State for taking suitable action.”
8. From the affidavits filed by the State Governments the
following position emerges in respect of each of these States:
GOA The amendments in the Civil Services Conduct Rules and the
Standing Orders have not been made so far.
GUJARAT No amendments in the Civil Services Conduct Rules and the
Standing Orders have been made so far. It is not stated that all Complaints
Committees are headed by women. There is no information given whether
in such committees NGO members have been associated.
NCT OF DELHI The amendments in the Civil Services Conduct Rules have been
made. The position about amendments in the Standing Orders has not
been clarified. It has not been specified that all Complaints Committees
are headed by women.
HIMACHAL PRADESH 7
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There is nothing to indicate that the State of Himachal Pradesh has
made amendments in the Civil Services Conduct Rules and the Standing
Orders. No details of formation of Complaints Committees have been
given.
HARYANA The amendments in the Government Employees (Conduct) Rules,
1966 have been made. However, it is not specified that the amendments
in Standing Orders have been made.
MAHARASHTRA Necessary amendments in Maharashtra Civil Services (Conduct)
Rules, 1974 have been made. The Labour Commissioner has taken steps
for amending Mumbai Industrial Employment (Permanent Orders) Rules,
1959.
MIZORAM The State of Mizoram has amended Civil Services Conduct Rules
and also constituted Central Complaints Committee to look into complaints
pertaining to cases of sexual harassment of working women at all
workplaces for preservation and enforcement. A notification has been
issued giving necessary directions to all private bodies.
SIKKIM The amendments in the Civil Services Conduct Rules have been
carried out and a notification has been issued for constitution of complaints
committees by departments/institutions with 50 or above staff to look into
sexual harassment of women at workplaces.
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UTTARANCHAL The State of Uttaranchal has carried out amendments in Civil
Services Conduct Rules as well as the Standing Orders. The District Level
and State Level Complaints Committees have been constituted.
WEST BENGAL The amendments in the Rules relating to duties, rights and
obligations of government employees have been made. The amendments
in the Standing Orders have been carried out. Out of 56 departments of
Government of West Bengal, Complaints Committees have been formed in
48 departments and out of 156 Directorates under the Government,
Complaints Committees have been formed in 34 Directorates. Of 24
institutions under the Government, Complaints Committees have been
formed in 6.
MADHYA PRADESH Although State of Madhya Pradesh has made amendments in the
Civil Services Conduct Rules but no amendments have been made in the
Standing Orders. The Complaints Committees have been constituted in
every office of every department right from the Head of the Department
level to the District and Taluka level. The District Level Committees have
been constituted under the chairmanship of the District Collector. The steps
taken by the District Committees are monitored by the nodal departments.
PUNJAB The State of Punjab has carried out amendments in the Civil
Services Conduct Rules as well as the Standing Orders. 70 Complaints
Committees have been constituted at the headquarters of different 9
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Directorates and 58 Complaints Committees have been constituted in
various Field Offices.
ORISSA No amendments in the Civil Services Conduct Rules and the
Standing Orders have been made.
ANDHRA PRADESH Amendments in the Civil Services Conduct Rules and in the
Standing Orders have been made.
KARNATAKA The amendments in the Civil Services Conduct Rules have been
made by the State of Karnataka but no amendments have been made in
the Standing Orders. It is stated that in most of the committees, the number
of women members is above 50%. The Chairpersons are women and in
most of the committees, an outside member, i.e., an NGO has been
associated.
RAJASTHAN The State of Rajasthan has carried out amendments in the Civil
Services Conduct Rules but no amendments have been carried out in the
Standing Orders.
BIHAR The State of Bihar has made amendments in the Civil Services
Conduct Rules but there is nothing to show that amendments in Standing
Orders have been made. However, only one Complaints Committee has
been constituted for the entire State.
MEGHALAYA
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The State of Meghalaya has neither carried out amendments in the
Civil Services Conduct Rules nor in the Standing Orders.
TRIPURA The State of Tripura has carried out the amendments in the Civil
Services Conduct Rules. There are no Standing Orders applicable in the
State. 97 Complaints Committees have been constituted in most of the
state government departments and organisations.
ASSAM Amendments in the Civil Services Conduct Rules have been made
but no amendments have been carried out in the Standing Orders.
MANIPUR The State of Manipur has carried out amendments in the Civil
Services Conduct Rules, but no definite information has been given
regarding amendments in the Standing Orders. Only one Complaints
Committee has been formed for the entire State.
UTTAR PRADESH Amendments both in the Civil Services Conduct Rules and the
Standing Orders have been carried out.
JAMMU AND KASHMIR The State of Jammu and Kashmir has carried out amendments in the
Civil Services Conduct Rules. It is stated that steps are being taken for
amendments in the Standing Orders.
NAGALAND
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The amendments have been carried out in the Civil Services
Conduct Rules by the State of Nagaland but no amendments have been
carried out in the Standing Orders.
ARUNACHAL PRADESH The State of Arunachal Pradesh has neither carried out amendments
in the Civil Services Conduct Rules nor in the Standing Orders. There is
only one State Level Committee for the entire State of Arunachal Pradesh.
KERALA Amendments in the Civil Services Conduct Rules and in the
Standing Orders have been carried out. There are 52 Complaints
Committees in the State. All such committees are headed by women and
50% members of these committees are women and there is representation
of NGO members in these committees.
TAMILNADU The State of Tamil Nadu has carried out amendments in the Civil
Services Conduct Rules. However, no amendments in the Standing Orders
have been made so far.
JHARKHAND The State of Jharkhand has carried out amendments in the Civil
Services Conduct Rules. However, no amendments in the Standing Orders
have been made so far.
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9. From the affidavits filed by the State Governments, it
transpires that the States of Orissa, Meghalaya, Himachal Pradesh, Goa,
Arunachal Pradesh and West Bengal have amended the Rules relating to
duties, public rights and obligations of the government employees but have
not made amendments in Civil Services Conduct Rules. Similarly, the
States of Sikkim, Madhya Pradesh, Gujarat, Mizoram, Orissa, Bihar,
Jammu & Kashmir, Manipur, Karnataka, Rajasthan, Meghalaya, Haryana,
Himachal Pradesh, Assam, NCT of Delhi, Goa, Nagaland, Arunachal
Pradesh, Jharkhand and Tamil Nadu have not carried out amendments in
the Standing Orders. These States appear to have not implemented the
order passed by this Court on 26.4.2004 quoted above. The States which
have carried out amendments in the Civil Services Conduct Rules and the
Standing Orders have not provided that the report of the Complaints
Committee shall be treated as a report in the disciplinary proceedings by
an Inquiry Officer. What has been provided by these States is that the
inquiry, findings and recommendations of the Complaints Committee shall
be treated as a mere preliminary investigation leading to a disciplinary
action against the delinquent.
10. The States like Rajasthan, Meghalaya, Himachal Pradesh,
Assam and Jammu and Kashmir seem to have not formed Complaints
Committees as envisaged in the Vishaka guidelines. Some States have
constituted only one Complaints Committee for the entire State.
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11. The Union Territories of Andaman and Nicobar Islands,
Daman and Diu, Lakshadweep, Dadra and Nagar Haveli and Puducherry
have not made amendments in the Standing Orders. The Union Territory of
Chandigarh does not seem to have carried out amendments in the Civil
Services Conduct Rules. Some of the Union Territories like Dadra and
Nagar Haveli and Chandigarh are reported to have not yet formed
Complaints Committees. Daman and Diu have formed one Complaints
Committee for the Union Territory.
12. While we have marched forward substantially in bringing
gender parity in local self-governments but the representation of women in
Parliament and the Legislative Assemblies is dismal as the women
represent only 10-11 per cent of the total seats. India ranks 129 out of 147
countries in United Nations Gender Equality Index. This is lower than all
South-Asian Countries except Afghanistan. Our Constitution framers
believed in fairness and justice for women. They provided in the
Constitution the States’ commitment of gender parity and gender equality
and guarantee against sexual harassment to women.
13. The implementation of the guidelines in Vishaka has to be not
only in form but substance and spirit so as to make available safe and
secure environment to women at the workplace in every aspect and
thereby enabling the working women to work with dignity, decency and due
respect. There is still no proper mechanism in place to address the
complaints of sexual harassment of the women lawyers in Bar
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Associations, lady doctors and nurses in the medical clinics and nursing
homes, women architects working in the offices of the engineers and
architects and so on and so forth.
14. In Seema Lepcha2 this Court gave the following directions:
“(i) The State Government shall give comprehensive publicity to the notifications and orders issued by it in compliance of the guidelines framed by this Court in Vishaka’s case and the directions given in Medha Kotwal’s case by getting the same published in the newspapers having maximum circulation in the State after every two months. (ii) Wide publicity be given every month on Doordarshan Station, Sikkim about various steps taken by the State Government for implementation of the guidelines framed in Vishaka’s case and the directions given in Medha Kotwal’s case. (iii) Social Welfare Department and the Legal Service Authority of the State of Sikkim shall also give wide publicity to the notifications and orders issued by the State Government not only for the Government departments of the State and its agencies/instrumentalities but also for the private companies.”
15. As a largest democracy in the world, we have to combat
violence against women. We are of the considered view that the existing
laws, if necessary, be revised and appropriate new laws be enacted by
Parliament and the State Legislatures to protect women from any form of
indecency, indignity and disrespect at all places (in their homes as well as
outside), prevent all forms of violence – domestic violence, sexual assault,
sexual harassment at the workplace, etc; — and provide new initiatives for
education and advancement of women and girls in all spheres of life. After
all they have limitless potential. Lip service, hollow statements and inert 2 Seema Lepcha v. State of Sikkim & Ors. [Petition for Special Leave to Appeal (Civil) No. 34153/2010 decided on 3.2.2012]
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and inadequate laws with sloppy enforcement are not enough for true and
genuine upliftment of our half most precious population – the women.
16. In what we have discussed above, we are of the considered
view that guidelines in Vishaka should not remain symbolic and the
following further directions are necessary until legislative enactment on the
subject is in place.
(i) The States and Union Territories which have not yet carried
out adequate and appropriate amendments in their respective Civil
Services Conduct Rules (By whatever name these Rules are called) shall
do so within two months from today by providing that the report of the
Complaints Committee shall be deemed to be an inquiry report in a
disciplinary action under such Civil Services Conduct Rules. In other
words, the disciplinary authority shall treat the report/findings etc. of the
Complaints Committee as the findings in a disciplinary inquiry against the
delinquent employee and shall act on such report accordingly. The
findings and the report of the Complaints Committee shall not be treated as
a mere preliminary investigation or inquiry leading to a disciplinary action
but shall be treated as a finding/report in an inquiry into the misconduct of
the delinquent.
(ii) The States and Union Territories which have not carried out
amendments in the Industrial Employment (Standing Orders) Rules shall
now carry out amendments on the same lines, as noted above in clause (i)
within two months.
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(iii) The States and Union Territories shall form adequate number
of Complaints Committees so as to ensure that they function at taluka
level, district level and state level. Those States and/or Union Territories
which have formed only one Committee for the entire State shall now form
adequate number of Complaints Committees within two months from today.
Each of such Complaints Committees shall be headed by a woman and as
far as possible in such Committees an independent member shall be
associated.
(iv) The State functionaries and private and public sector
undertakings/organisations/bodies/institutions etc. shall put in place
sufficient mechanism to ensure full implementation of the Vishaka
guidelines and further provide that if the alleged harasser is found guilty,
the complainant – victim is not forced to work with/under such harasser and
where appropriate and possible the alleged harasser should be transferred.
Further provision should be made that harassment and intimidation of
witnesses and the complainants shall be met with severe disciplinary
action.
(v) The Bar Council of India shall ensure that all bar associations
in the country and persons registered with the State Bar Councils follow the
Vishaka guidelines. Similarly, Medical Council of India, Council of
Architecture, Institute of Chartered Accountants, Institute of Company
Secretaries and other statutory Institutes shall ensure that the
organisations, bodies, associations, institutions and persons
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registered/affiliated with them follow the guidelines laid down by Vishaka.
To achieve this, necessary instructions/circulars shall be issued by all the
statutory bodies such as Bar Council of India, Medical Council of India,
Council of Architecture, Institute of Company Secretaries within two months
from today. On receipt of any complaint of sexual harassment at any of the
places referred to above the same shall be dealt with by the statutory
bodies in accordance with the Vishaka guidelines and the guidelines in the
present order.
17. We are of the view that if there is any non-compliance or non-
adherence to the Vishaka guidelines, orders of this Court following
Vishaka and the above directions, it will be open to the aggrieved persons
to approach the respective High Courts. The High Court of such State
would be in a better position to effectively consider the grievances raised in
that regard.
18. Writ petitions (including T.C.) and appeals are disposed of as
above with no orders as to costs.
…………………….. J. (R.M. Lodha)
………………………J. (Anil R. Dave)
…………………….. J. (Ranjan Gogoi)
NEW DELHI.
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OCTOBER 19, 2012.
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