01 March 2013
Supreme Court
Download

K.S.PANDURANGA Vs STATE OF KARNATAKA

Bench: K.S. RADHAKRISHNAN,DIPAK MISRA
Case number: Crl.A. No.-000373-000373 / 2013
Diary number: 60479 / 2011
Advocates: S. N. BHAT Vs V. N. RAGHUPATHY


1

Page 1

Reportable

IN THE SUPREME COURT OF INDIA

CRIMINAL APPELLATE JURISDICTION

CRIMINAL  APPEAL NO. 373  OF 2013 (Arising out of S.L.P. (Crl.) No. 3962 of 2012)

K.S. Panduranga ... Appellant

Versus

State of Karnataka                      ... Respondent

J U D G M E N T

Dipak Misra, J.

Leave granted.

2. The  appellant  was  convicted  for  the  offences  

punishable  under  Sections  7,  13(1)(d)  read  with  

Section  13(2)  of  the  Prevention  of  Corruption  Act,  

1988  (for  short  “the  Act”)  by  the  learned  Special  

Judge,  Bangalore,  and  sentenced  to  undergo  one  

year  rigorous  imprisonment  and  to  pay  a  fine  of  

Rs.10,000/-,  in  default,  to  suffer  a  further  rigorous  

imprisonment for two months on the first score and

2

Page 2

four years rigorous imprisonment and to pay a fine of  

Rs.15,000/- and on failure to pay fine to suffer further  

rigorous  imprisonment  for  three  months  on  the  

second  count,  with  the  stipulation  that  both  the  

sentences shall be concurrent.

3. In  appeal,  the  High  Court  of  Karnataka  by  the  

impugned  judgment,  confirmed  the  conviction,  but  

reduced  the  sentence  to  two  years’  rigorous  

imprisonment  from  four  years  as  far  as  the  

imposition of sentence for the offence under Section  

13(1)(d)  read  with  Section  13(2)  of  the  Act  is  

concerned and maintained the sentence in respect of  

the offence under Section 7 of the Act.

4. The accusations which led to the trial of the accused-

appellant are that H.R. Prakash, PW-1, the owner of  

Prakash  Transport,  was  having  a  contract  for  the  

transport  of  transformers  belonging  to  Karnataka  

Vidyuth Karkhane (KAVIKA), Bangalore, and the said  

agreement  was  for  the  period  15.9.2000  to  

14.9.2001.   Under  the  said  agreement,  the  

transporter  was  required  to  transport  transformers  

2

3

Page 3

from Bangalore to various places all over Karnataka.  

Despite  the  agreement  for  transportation,  three  

months prior to the lodgment of the complaint, the  

transport  operator  did  not  get  adequate  transport  

work.   The  appellant,  who  was  working  as  

Superintendent of KAVIKA, Bangalore, was incharge  

of  the  dispatch  department  and,  therefore,  PW-1  

approached  him.   At  that  juncture,  a  demand  of  

Rs.10,000/- was made as illegal gratification to give  

him  more  transport  loads.   The  accused-appellant  

categorically told PW-1 that unless the amount was  

paid,  no  load  could  be  allotted  to  his  company.  

Eventually,  a  bargain  was  struck  for  payment  of  

Rs.5,000/-  to  get  the  load.   As  PW-1  was  not  

interested in giving the bribe amount to the accused,  

he  approached  the  Lokayukta  and  lodged  a  

complaint as per Exht. P-1 which was registered as  

Criminal  Case  No.  9  of  2001.   The  investigating  

agency  of  Lokayukta,  after  completing  the  

formalities, got a trap conducted.  During the trap, a  

sum of Rs.5,000/- was recovered from the custody of  

3

4

Page 4

the accused.  After completion of all the formalities,  

sanction  order  was  obtained  from  the  competent  

authority  and  charge  sheet  was  placed  before  the  

competent court  for  the offences punishable under  

Sections 7 and 13(1)(d)  read with Section 13(2) of  

the Act.   

5. The accused persons pleaded innocence and took the  

plea of false implication.

6. The  prosecution,  in  order  to  substantiate  the  

allegations against the accused, examined PWs 1 to  

6 and marked the documents, Exhts. P-1 to P-12, and  

brought  on  record  MOs-1  to  12.   The  defence,  in  

order  to  establish  its  stand,  examined  a  singular  

witness, DW-1.   

7. The  learned  trial  Judge  posed  three  questions,  

namely,  (i)  whether the sanction order  obtained to  

prosecute  the  accused  was  valid  and  proper;  (ii)  

whether the prosecution had been able to prove that  

the accused had demanded and accepted the illegal  

gratification of Rs.5,000/- as a motive or reward for  

4

5

Page 5

the  purpose  of  showing  an  official  favour  to  the  

complainant,  i.e.,  allotting  transport  loads  and  

thereby  committed  the  offence under  Section  7  of  

the Act; and (iii) whether the prosecution had proven  

that  the  accused,  by  means  of  corrupt  and  illegal  

means, abused his position and obtained a pecuniary  

advantage in  the sum of  Rs.5,000/-,  as  a result  of  

which  he  committed  an  offence  punishable  under  

Section 13(1)(d) read with Section 13(2) of the Act.  

The learned Special Judge, analyzing the evidence on  

record, answered all the questions in the affirmative  

and came to hold that the prosecution had been able  

to bring home the charge and, accordingly, recorded  

the  conviction  and  imposed  the  sentence  as  

mentioned earlier.

8. On appeal being preferred, the High Court confirmed  

the conviction and the sentence on the foundation  

that the recovery, demand and acceptance of illegal  

gratification had been established to the hilt.

9. We have heard Mr. S.N. Bhat, learned counsel for the  

appellant.  None has represented the State.

5

6

Page 6

10. The first plank of submission of the learned counsel  

for  the  appellant  is  that  the  High  Court  could  not  

have heard the appeal in the absence of the counsel  

for  the  accused  and  proceeded  to  deliver  the  

judgment.  It is urged by him that though at a later  

stage,  the  counsel  appeared  and  put  forth  his  

contention, yet the fundamental defect in proceeding  

to  deal  with  the  appeal  vitiates  the  verdict.   To  

bolster the said submission, he has commended us to  

the  decision  in  Mohd.  Sukur  Ali  v.  State  of  

Assam1.  In the said case, the Division Bench held as  

follows: -

“5. We  are  of  the  opinion  that  even  assuming that the counsel for the accused  does not appear because of the counsel's  negligence or deliberately,  even then the  court  should  not  decide  a  criminal  case  against the accused in the absence of his  counsel  since  an  accused  in  a  criminal  case should not suffer for the fault of his  counsel and in such a situation the court  should appoint another counsel as amicus  curiae  to  defend  the  accused.  This  is  because  liberty  of  a  person  is  the  most  important  feature  of  our  Constitution.  Article 21 which guarantees protection of  life  and  personal  liberty  is  the  most  important  fundamental  right  of  the  fundamental  rights  guaranteed  by  the  

1 (2011) 4 SCC 729

6

7

Page 7

Constitution. Article 21 can be said to be  the  “heart  and  soul”  of  the  fundamental  rights.”

After so stating, the Bench relied upon the decision of  

the US Supreme Court in Powell v. Alabama2 which was  

cited  with  approval  by  this  Court  in  A.S.  Mohammed  

Rafi v. State of Tamil Nadu3.  Reference was also made  

to  Man  Singh  and  another  v.  State  of  Madhya  

Pradesh4 and  Bapu  Limbaji  Kamble  v.  State  of  

Maharashtra5.  Eventually, the Bench held as follows: -

“The Founding Fathers of our Constitution  were themselves freedom fighters who had  seen civil liberties of our people trampled  under  foreign  rule,  and  who  had  themselves  been  incarcerated  for  long  period under  the formula  “Na vakeel,  na  daleel, na appeal” (No lawyer, no hearing,  no appeal). Many of them were lawyers by  profession,  and  knew  the  importance  of  counsel,  particularly  in  criminal  cases.  It  was for this reason that they provided for  assistance by counsel under Article 22(1),  and  that  provision  must  be  given  the  widest  construction  to  effectuate  the  intention of the Founding Fathers.”

After  so  holding,  the  learned  Judges  set  aside  the  

impugned judgment of the High Court and remitted the  

2 77 L Ed 158 : 287 US 45 (1932) 3 (2011) 1 SCC 688 4 (2008) 9 SCC 542 5 (2005) 11 SCC 413

7

8

Page 8

matter to take a fresh decision after hearing the learned  

counsel for the appellant in the High Court whose name  

was  not  shown  in  the  cause  list  and  the  name  of  the  

former  counsel  was  shown.   We  may  hasten  to  clarify  

whether  in  the  said  case  the  matter  should  have been  

remitted or not is presently not the concern.  The question  

is whether the ratio laid down by the Division Bench that  

even  if  the  counsel  for  the  accused  does  not  appear  

because of his negligence or deliberately, then the court  

should  not  decide  the  case  against  the  accused  in  the  

absence of his counsel as he should not suffer for the fault  

of the counsel.

11. At this stage, we think it appropriate to refer to the  

decisions which have been relied on by the Division  

Bench.  In  Bapu Limbaji Kamble (supra), the High  

Court had convicted the appellant under Section 302  

of  the IPC on the charge of  murdering his  wife  by  

strangulating her to death.  At the time of hearing of  

the  appeal,  the  counsel  for  the  accused  did  not  

appear.  The High Court perused the evidence and  

8

9

Page 9

decided the matter.  In that context, this Court stated  

thus:-

“We are of the view that the High Court  should  have  appointed  another  advocate  as  amicus  curiae  before  proceeding  to  dispose of the appeal. We say so especially  for  the  reason  that  there  are  arguable  points in the appeal such as the delay in  giving the report to the police, the material  discrepancy between the version in the FIR  and the deposition of PW 4 and the non- disclosure  by  PW  3  of  the  alleged  confession made by the accused after PW  4  came  to  the  house.  The  question  whether  there  is  clinching  circumstantial  evidence  to  convict  the  appellant  also  deserves  fuller  consideration.  Without  expressing any view on the merits of the  case, we set aside the impugned order of  the High Court and remand the matter for  fresh  disposal  by  the  High  Court  expeditiously, after nominating an amicus  to assist the Court.”

12. From the aforesaid passage, it is demonstrable that  

this Court has not stated as a principle that whenever  

the counsel does not appear, the court has no other  

option  but  to  appoint  an  amicus  curiae  and,  

thereafter,  proceed with the case.   What has been  

stated above is that as there were arguable points in  

appeal  and  further  whether  there  was  clinching  

9

10

Page 10

circumstantial  evidence to  convict  the appellant  or  

not,  deserved  a  fuller  consideration  and  in  that  

backdrop,  the  Court  directed  for  nominating  an  

amicus to assist the Court.  On a fair reading of the  

aforesaid passage, it is quite clear that the direction  

was issued in the special circumstances of the case.

13. In  Man  Singh  and  another (supra),  the  learned  

single  Judge  of  the  High  Court  had  dismissed  the  

appeal preferred by the appellant who had called in  

question the legal propriety of his conviction for the  

offence  punishable  under  Section  8/18(b)  of  the  

Narcotic  Drugs  and  Psychotropic  Substances  Act,  

1985 and such other offences.  This Court observed  

that  when the appeal  was called,  the counsel  who  

was appointed through the Legal Aid Committee did  

not appear and the learned single Judge heard the  

matter  with  the  assistance  of  the  learned  panel  

lawyer for the respondent State.  It was contended  

before this Court that the High Court should not have  

dismissed  the  appeal  without  engaging  another  

counsel  or  at  least  without  appointing  an  amicus  

10

11

Page 11

curiae.   Resisting  the  said  contention,  it  was  

contended by the State that the High Court analysed  

the relevant evidence including the evidence of the  

two relevant witnesses and, hence, no fault could be  

found with the judgment.  The two-Judge Bench, after  

recording the said stand and stance, opined thus: -

“5. We need not deal  with the merits of  the  case  as  we  find  that  the  learned  counsel  appointed  by  the  Legal  Aid  Committee  did  not  appear  on  the  date  fixed  before  the  High  Court.  The  High  Court  could  have  in  such  circumstances  required  the  Legal  Aid  Committee  to  appoint  another  counsel.  Considering  the  seriousness of the offence, it  would have  been appropriate for the High Court to do  so.”

14. On a careful  reading of  the decision in  its  entirety  

and what has been aforestated, it is vivid that it has  

not  been  laid  down  as  a  ratio  that  in  each  

circumstance,  the  High  Court  should  appoint  a  

counsel  failing  which  the  judgment  rendered  by  it  

would be liable to be set aside.

15. In  A.S. Mohammed Rafi  v.  State of Tamil Nadu  

(supra),  the  Division  Bench,  after  referring  to   

11

12

Page 12

Article  22(1),  the  dictum  in  Powell (supra)  and  

Anastaplo, In re6, the immortal words authored by  

Thomas  Erskine  (1750-1823)  “The  Rights  of  Man”,  

the  Sixth  Amendment  of  the  US  Constitution,  the  

Biography of Clarence Darrow, i.e,  Attorney for the  

Damned,  Harper  Lee’s  famous  novel  To  Kill  a  

Mocking Bird and Chapter II of the Rules framed by  

the Bar Council of India, opined thus: -

“24. Professional  ethics  require  that  a  lawyer  cannot  refuse  a  brief,  provided  a  client  is  willing  to  pay  his  fee,  and  the  lawyer  is  not  otherwise  engaged.  Hence,  the  action  of  any  Bar  Association  in  passing such a resolution that none of its  members  will  appear  for  a  particular  accused, whether on the ground that he is  a policeman or on the ground that he is a  suspected terrorist, rapist, mass murderer,  etc.  is  against  all  norms  of  the  Constitution,  the statute and professional  ethics. It is against the great traditions of  the  Bar  which  has  always  stood  up  for  defending  persons  accused  for  a  crime.  Such a resolution is, in fact, a disgrace to  the legal  community.  We declare that all  such  resolutions  of  Bar  Associations  in  India  are  null  and  void  and  the  right- minded  lawyers  should  ignore  and  defy  such  resolutions  if  they  want  democracy  and  rule  of  law  to  be  upheld  in  this  country. It is the duty of a lawyer to defend  no matter what the consequences, and a  

6 6 L Ed 2d 135 : 366 US 82 (1961)

12

13

Page 13

lawyer  who  refuses  to  do  so  is  not  following the message of The Gita.”

Be it noted, in the said case, the Bar Association of  

Coimbatore had passed a resolution that no member of  

the Coimbatore Bar Association would defend the accused  

policemen in criminal case against them in the said case.   

16. Prior  to  that,  the  Division  Bench  has  quoted  the  

observations  of  Sutherland,  J.  (pp.  170-171)  from  

Powell case (supra) that deals with the fate of an  

accused who is not given the assistance of a counsel.  

The relevant part is reproduced below: -

“The right to be heard would be, in many  cases,  of  little  avail  if  it  did  not  comprehend  the  right  to  be  heard  by  counsel. Even the intelligent and educated  layman has small and sometimes no skill in  the science of law. If charged with crime,  he is incapable, generally, of determining  for himself whether the indictment is good  or bad. He is unfamiliar with the rules of  evidence.  Left  without the aid of counsel  he may be put  on trial  without  a  proper  charge,  and  convicted  upon  incompetent  evidence,  or  evidence  irrelevant  to  the  issue or  otherwise inadmissible.  He lacks  both the skill and knowledge adequately to  prepare his defense, even though he have  a  perfect  one.  He  requires  the  guiding  hand  of  counsel  at  every  step  in  the  proceedings  against  him.  Without  it,  

13

14

Page 14

though  he  be  not  guilty,  he  faces  the  danger of conviction because he does not  know how to establish his innocence.”

17. We have referred to the said judgment in extenso as  

it has been stated in  Mohd. Sukur Ali (supra) that  

the said passage has been quoted with approval in  

A.S. Mohammed Rafi (supra).

18. On  a  studied  perusal  of  the  said  decision,  it  is  

noticeable that the Court has stated about the role of  

the lawyer and the role of the Bar Association in the  

backdrop  of  professional  ethics  and  norms  of  the  

Constitution.  It has been categorically held therein  

that  the  professional  ethics  require  that  a  lawyer  

cannot refuse a brief, provided a client is willing to  

pay his fee and the lawyer is not otherwise engaged  

and,  therefore,  no  Bar  Association  can  pass  a  

resolution to the effect that none of its members will  

appear  for  a  particular  accused  whether  on  the  

ground that he is a policeman or on the ground that  

he is a suspected terrorist.  We are disposed to think  

that in Mohd. Sukur Ali (supra), the aforesaid case  

was cited only to highlight the role of the Bar and the  

14

15

Page 15

ethicality of the lawyers.  It does not flow from the  

said pronouncement that it is obligatory on the part  

of the Appellate Court in all circumstances to engage  

amicus curiae in a criminal appeal to argue on behalf  

of the accused failing which the judgment rendered  

by the High Court would be absolutely unsustainable.

19. At  this  juncture,  it  is  apt  to  survey  the  earlier  

decisions of this Court in the field.  In  Shyam Deo  

Pandey and others v. The State of Bihar7, a two-

Judge Bench of this Court was dealing with a criminal  

appeal which had arisen from the order of the High  

Court  whereby  the  High  Court,  on  perusal  of  the  

judgment under appeal, had dismissed the criminal  

appeal  challenging  the  conviction.   The  Court  

referred to Section 423 of the Old Code and came to  

hold that the criminal appeal could not be dismissed  

for default of appearance of the appellants or their  

counsel.  The Court has either to adjourn the hearing  

of  the  appeal  or  it  should  consider  the  appeal  on  

merits and pass final orders.  It is further observed  

7 AIR 1971 SC 1606

15

16

Page 16

that the consideration of the appeal on merits at the  

stage of final hearing and to arrive at a decision on  

merits  and  pass  final  orders  will  not  be  possible  

unless  the  reasoning  and  findings  recorded  in  the  

judgment under appeal is tested in the light of the  

record of the case.  The Court referred to the earlier  

Section 421 of the Code which dealt with dismissal of  

an  appeal  summarily  and  was  different  from  an  

appeal  that had been admitted and required to be  

dealt with under Section 423 of the Code.  It is worth  

noting  that  reliance  was  placed  on  Challappa  

Ramaswami  v.  State  of  Maharashtra8 wherein  

reliance was placed on Siddanna Apparao Patil v.  

State  of  Maharashtra9 and Govinda  Kadtuji  

Kadam v. The State of Maharashtra10.   

20. In  Ram Naresh  Yadav  and  others v.  State  of  

Bihar11,  a  different  note  was struck by expressing  

the view in the following terms: -

“It is no doubt true that if counsel do not  appear  when  criminal  appeals  are  called  

8 AIR 1971 SC 64  9 AIR 1970 SC 977 10 AIR 1970 SC 1033 11 AIR 1987 SC 1500

16

17

Page 17

out  it  would  hamper  the  working  of  the  court and create a serious problem for the  court.   And  if  this  happens  often  the  working  of  the  court  would  become  well  nigh impossible.  We are fully conscious of  this dimension of the matter but in criminal  matters the convicts must be heard before  their mattes are decided on merits.   The  court  can  dismiss  the  appeal  for  non- prosecution and enforce discipline or refer  the matter to the Bar Council with this end  in view.  But the matter can be disposed of  on merits only after hearing the appellant  or  his  counsel.   The court  might  as  well  appoint a counsel at State cost to argue on  behalf of the appellants.”

21. In  Bani  Singh and others  v.  State of  U.P.12,  a  

three-Judge Bench was called upon to decide whether  

the High Court was justified in dismissing the appeal  

filed by the accused-appellants  therein  against  the  

order of conviction and sentence issued by the trial  

court  for  non-prosecution.   The  High  Court  had  

referred  to  the  pronouncement  in  Ram  Naresh  

Yadav (supra)  and  passed  the  order.   The  three-

Judge  Bench  referred  to  the  scheme  of  the  Code,  

especially,  the relevant  provisions,  namely,  Section  

384 and opined that since the High Court had already  

admitted  the  appeal  following  the  procedure  laid  

12 AIR 1996 SC 2439

17

18

Page 18

down in Section 385 of the Code, Section 384 which  

enables  the  High  Court  to  summarily  dismiss  the  

appeal  was not  applicable.   The view expressed in  

Sham Deo’s case (supra) was approved with slight  

clarification  but  the  judgment  in  Ram  Naresh  

Yadav’s  case  (supra)  was  over-ruled.   The three-

Judge Bench proceeded to lay down as follows: -

“.....It is the duty of the appellant and his  lawyer to remain present on the appointed  day,  time  and  place  when  the  appeal  is  posted  for  hearing.   This  is  the  requirement of the Code on a plain reading  of Ss. 385-386 of the Code.  The law does  not enjoin that the Court shall adjourn the  case if both the appellant and his lawyer  are  absent.   If  the  Court  does  so  as  a  matter of prudence or indulgence,  it  is  a  different  matter,  but  it  is  not  bound  to  adjourn the matter.  It can dispose of the  appeal  after  perusing the record and the  judgment  of  the  trial  Court.   We  would,  however, hasten to add that if the accused  is in jail and cannot, on his own, come to  Court, it would be advisable to adjourn the  case and fix another date to facilitate the  appearance of the accused-appellant if his  lawyer  is  not  present.   If  the  lawyer  is  absent, and the Court deems it appropriate  to  appoint  a  lawyer  at  State  expense  to  assist  it,  there  is  nothing  in  the  law  to  preclude  it  from  doing  so.   We  are,  therefore,  of  the  opinion  and  we  say  so  with respect, that the Division Bench which  decided  Ram  Naresh  Yadav’s  case  (AIR  1987 SC 1500) did not apply the provisions  

18

19

Page 19

of Ss. 385-386 of the Code correctly when  it  indicated that  the Appellate Court  was  under an obligation to adjourn the case to  another date if the appellant or his lawyer  remained absent.

16. Such  a  view  can  bring  about  a  stalemate situation.  The appellant and his  lawyer  can remain  absent  with  impunity,  not once but again and again till the Court  issues  a  warrant  for  the  appellant’s  presence.  A complaint to the Bar Council  against  the  lawyer  for  non-appearance  cannot result in the progress of the appeal.  If  another  lawyer  is  appointed  at  State  cost,  he too would need the presence of  the  appellant  for  instructions  and  that  would  place  the  court  in  the  same  situation.   Such  a  procedure  can,  therefore,  prove  cumbersome  and  can  promote  indiscipline.   Even  if  a  case  is  decided on merits  in  the absence of  the  appellant, the higher Court can remedy the  situation  if  there  has  been  a  failure  of  justice.   This  would  apply  equally  if  the  accused is the respondent for the obvious  reason  that  if  the  appeal  cannot  be  disposed  of  without  hearing  the  respondent or his lawyer, the progress of  the appeal would be halted.”

(Emphasis supplied)

22.  From the aforesaid decision, the principles that can  

be  culled  out  are  (i)  that  the  High  Court  cannot  

dismiss  an  appeal  for  non-prosecution  simpliciter  

without examining the merits; (ii) that the court is not  

bound to adjourn the matter if both the appellant or  

19

20

Page 20

his  counsel/lawyer  are  absent;  (iii)  that  the  court  

may, as a matter of prudence or indulgence, adjourn  

the matter but it is not bound to do so; (iv) that it can  

dispose of the appeal after perusing the record and  

judgment of the trial court; (v) that if the accused is  

in jail and cannot, on his own, come to court, it would  

be advisable to adjourn the case and fix another date  

to facilitate the appearance of the accused-appellant  

if  his  lawyer  is  not  present,  and  if  the  lawyer  is  

absent and the court deems it appropriate to appoint  

a lawyer at the State expense to assist it, nothing in  

law would preclude the court from doing so; and (vi)  

that if the case is decided on merits in the absence of  

the  appellant,  the  higher  court  can  remedy  the  

situation.

23. In  Bapu Limbaju Kamble (supra), and Man Singh  

(supra), this Court has not laid down as a principle  

that it is absolutely impermissible on the part of the  

High Court to advert to merits in a criminal appeal in  

the absence of  the counsel  for  the appellant.   We  

have already stated that the pronouncement in A.S.  

20

21

Page 21

Mohammed  Rafi (supra),  dealt  with  a  different  

situation altogether and, in fact, emphasis was on the  

professional  ethics,  counsel’s  duty,  a  lawyer’s  

obligation to accept the brief and the role of the Bar  

Associations.  The principle laid down in Sham Deo  

Pandey  (supra),  relying  on  Siddanna  Apparao  

Patil (supra),  was slightly  modified in  Bani Singh  

(supra).  The two-Judge Bench in  Mohd. Sukur Ali  

(supra),  had  not  noticed  the  binding  precedent  in  

Bani Singh (supra).

24. In Union of India and another v. Raghubir Singh  

(Dead)  by  LRs  etc.13, the  question  arose  with  

regard to the effect  of  the law pronounced by the  

Division Bench in relation to a case relating to the  

same point subsequently before a Division Bench or  

a  smaller  number  of  Judges.   Answering  the  said  

issue, the Constitution Bench has ruled thus: -

“It  is  in  order  to  guard  against  the  possibility  of  inconsistent  decisions  on  points of law by different Division Benches  that the Rule has been evolved, in order to  promote consistency and certainty in  the  development  of  the  law  and  its  

13 (1989) 2 SCC 754

21

22

Page 22

contemporary status, that the statement of  the law by a Division Bench is considered  binding on a Division Bench of the same or  lesser number of Judges.  This principle has  been  followed  in  India  by  several  generations of Judges.  We may refer to a  few of the recent cases on the point.  In  John  Martin v.  State  of  West  Bengal14,  a  Division  Bench  of  three-Judges  found  it  right  to  follow  the  law  declared  in  Haradhan Saha v.  State of West Bengal15,  decided by a Division Bench of five Judges,  in preference to Bhut Nath Mate v. State of  West Bengal16 decided by a Division Bench  of  two  Judges.  Again  in  Indira  Nehru  Gandhi v. Raj Narain17, Beg, J. held that the  Constitution  Bench  of  five  Judges  was  bound  by  the  Constitution  Bench  of  thirteen Judges in  Kesavananda Bharati v.  State  of  Kerala18.   In  Ganapati  Sitaram  Balvalkar v.  Waman Shripad Mage19,  this  Court expressly stated that the view taken  on a point of law by a Division Bench of  four Judges of this Court was binding on a  Division  Bench  of  three-Judges  of  the  Court. And in  Mattulal v.  Radhe Lal20, this  Court specifically observed that where the  view  expressed  by  two  different  Division  Benches  of  this  Court  could  not  be  reconciled,  the  pronouncement  of  a  Division  Bench  of  a  larger  number  of  Judges  had  to  be  preferred  over  the  decision of a Division Bench of a smaller  number  of  Judges.  This  Court  also  laid  down  in  Acharya  Maharajshri   Narandraprasadji Anandprasadji Maharaj v.  

14 (1975) 3 SCC 836 15 (1975) 3 SCC 198 16 (1974)  1 SCC 645 17 1975 Supp SCC 1 18 (1973) 4 SCC 225 19 (1981) 4 SCC 143 20 (1974) 2 SCC 365

22

23

Page 23

State  of  Gujarat21 that  even  where  the  strength of two differing Division Benches  consisted of the same number of Judges, it  was  not  open  to  one  Division  Bench  to  decide the correctness or otherwise of the  views  of  the  other.  The  principle  was  reaffirmed  in  Union  of  India v.  Godfrey  Philips India Ltd.22”

25.  In N.S. Giri v. Corporation of City of Mangalore  

and others23,  while  taking note of  the decision in  

LIC of  India  v.  D.J.  Bahadur24 in  the  context  of  

binding  precedent  under  Article  141,  the  learned  

Judges observed thus: -

“.....suffice  it  to  observe  that  the  Constitution  Bench  decision  in  New  Maneck Chowk Spg. and Wvg. Co. Ltd.  v.  Textile Labour Assn.25 and also the decision  of  this  Court  in  Hindustan  Times  Ltd.  v.  Workmen26 which  is  a  four-Judge  Bench  decision,  were  not  placed  before  the  learned Judges deciding  LIC of India case.  A decision by the Constitution Bench and a  decision  by  a  Bench  of  more  strength  cannot  be  overlooked  to  treat  a  later  decision by a Bench of lesser strength as  of a binding authority; more so, when the  attention of the Judges deciding the latter  case  was  not  invited  to  the  earlier  decisions available.”

21 (1975) 1 SCC 11 22 (1985) 4 SCC 369 23 (1999) 4 SCC 697 24 (1981) 1 SCC 315 25 AIR 1961 SC 867 26 AIR 1963 SC 1332

23

24

Page 24

26. Another  Constitution  Bench  in  Pradip  Chandra  

Parija and others  v.  Pramod Chandra Patnaik  

and others27 has laid down that  judicial  discipline  

and propriety demands that a Bench of two learned  

Judges should follow a decision of a Bench of three  

learned Judges. But if a Bench of two learned Judges  

concludes that an earlier judgment of three learned  

Judges is so very incorrect that in no circumstances  

can it be followed, the proper course for it to adopt is  

to  refer  the  matter  before  it  to  a  Bench  of  three  

learned Judges setting out, the reasons why it could  

not agree with the earlier judgment.  

27. In Chandra Prakash and others v. State of U.P.  

and another28, the Constitution Bench referred to  

the view expressed in  Raghubir Singh’s case  and  

Parija’s  case and opined that  in  Parija’s  case it  

has been held that  judicial  discipline and propriety  

demanded a Bench of two learned Judges to follow  

the decision of a Bench of three learned Judges.   

27 (2002) 1 SCC 1 28 (2002) 4 SCC 234

24

25

Page 25

28. Recently,  in  Rattiram  and  others  v.  State  of  

Madhya Pradesh29, the three-Judge Bench, referring  

to the decision in  Indian Oil Corporation Ltd.  v.  

Municipal  Corporation and another30 wherein  a  

two-Judge Bench had the occasion to deal with the  

concept of precedent, stated as follows: -

“27. In  Indian Oil Corpn. Ltd. v.  Municipal  Corpn. the  Division  Bench  of  the  High  Court  had  come  to  the  conclusion  that  Municipal Corpn., Indore v.  Ratnaprabha31  was not a binding precedent in view of the  later  decisions  of  the  co-equal  Bench  of  this Court in  Dewan Daulat Rai Kapoor v.  New  Delhi  Municipal  Committee32 and  Balbir  Singh v.  MCD33.  It  is  worth  noting  that the Division Bench of the High Court  proceeded  that  the  decision  in  Ratnaprabha was no longer good law and  binding on it. The matter was referred to  the  Full  Bench  which  overruled  the  decision  passed  by  the  Division  Bench.  When the matter travelled to this Court, it  observed thus: (Indian Oil Corpn. Ltd. case,  SCC p. 100, para 8)

“8. … The Division Bench of the High  Court  in  Municipal  Corpn.,  Indore v.  Ratnaprabha Dhanda34 was clearly in  error  in  taking  the  view  that  the  decision of this Court in  Ratnaprabha  was not binding on it. In doing so, the  Division Bench of the High Court did  

29 (2012) 4 SCC 516 30 AIR 1995 SC 1480 31 (1976) 4 SCC 622 32 (1980) 1 SCC 685 33 (1985) 1 SCC 167 34 1989 MPLJ 20

25

26

Page 26

something  which  even  a  later  co- equal Bench of this Court did not and  could not do.”

29.   Regard being had to  the  principles  pertaining to  

binding precedent, there is no trace of doubt that the  

principle laid down in  Mohd. Sukur Ali  (supra) by  

the learned Judges that the court should not decide a  

criminal  case in  the absence of  the counsel  of  the  

accused as an accused in a criminal case should not  

suffer  for  the  fault  of  his  counsel  and  the  court  

should,  in  such  a  situation,  must  appoint  another  

counsel as amicus curiae to defend the accused and  

further if  the counsel does not appear deliberately,  

even then the court should not decide the appeal on  

merit is not in accord with the pronouncement by the  

larger Bench in Bani Singh (supra).  It, in fact, is in  

direct conflict with the ratio laid down in Bani Singh  

(supra).  As far as the observation to the effect that  

the court should have appointed amicus curiae is in a  

different realm.  It is one thing to say that the court  

should  have  appointed  an  amicus  curiae  and  it  is  

another thing to say that the court cannot decide a  

26

27

Page 27

criminal appeal in the absence of a counsel for the  

accused and that too even if he deliberately does not  

appear or shows a negligent attitude in putting his  

appearance to argue the matter.  With great respect,  

we are disposed to think, had the decision in  Bani  

Singh (supra)  been  brought  to  the  notice  of  the  

learned Judges, the view would have been different.   

30. Presently, we shall proceed to deal with the concept  

of per incuriam.  In  A.R. Antulay v.  R.S. Nayak35,  

Sabyasachi  Mukharji,  J.  (as His  Lordship then was),  

while  dealing  with  the  said  concept,  had observed  

thus: -

“42. … ‘Per incuriam’ are those decisions  given in ignorance or forgetfulness of some  inconsistent statutory provision or of some  authority binding on the court concerned,  so  that  in  such  cases  some  part  of  the  decision or some step in the reasoning on  which it is based, is found, on that account  to be demonstrably wrong.”

31. Again, in the said decision, at a later stage, the Court  

observed: -

35 (1988) 2 SCC 602

27

28

Page 28

“47. ... It is a settled rule that if a decision  has been given per incuriam the court can  ignore it.”

32. In  Punjab  Land  Development  &  Reclamation  

Corpn. Ltd. v. Labour Court36, another Constitution  

Bench, while dealing with the issue of per incuriam,  

opined as under:

“40.  The  Latin  expression  ‘per  incuriam’  means  through  inadvertence.  A  decision  can  be  said  generally  to  be  given  per  incuriam  when  this  Court  has  acted  in  ignorance of a previous decision of its own  or  when  a  High  Court  has  acted  in  ignorance of a decision of this Court.”

33. In  State  of  U.P. v.  Synthetics  and  Chemicals  

Ltd.37, a two-Judge Bench adverted in detail  to the  

aspect of per incuriam and proceeded to highlight as  

follows:

“40.  ‘Incuria’  literally  means  ‘carelessness’.  In  practice  per  incuriam  appears  to  mean per  ignoratium.  English  courts  have  developed  this  principle  in  relaxation of the rule of stare decisis. The  ‘quotable in law’ is avoided and ignored if  it is rendered, ‘in ignoratium of a statute or  other binding authority’.  (Young v.  Bristol  Aeroplane  Co.  Ltd.38)  Same  has  been  accepted,  approved  and  adopted  by  this  Court while interpreting Article 141 of the  

36 (1990) 3 SCC 682 37 (1991) 4 SCC 139 38 (1944) 2 All ER 293 (CA)

28

29

Page 29

Constitution which embodies the doctrine  of precedents as a matter of law.”

34. In  Siddharam Satlingappa  Mhetre v.  State  of  

Maharashtra39,  while  addressing  the  issue  of  per  

incuriam, a two-Judge Bench,  after  referring to the  

dictum  in  Bristol  Aeroplane  Co.  Ltd.  (supra) and  

certain  passages  from  Halsbury’s  Laws  of  England  

and Raghubir Singh (supra), has stated thus:

“138.  The  analysis  of  English  and  Indian  Law  clearly  leads  to  the  irresistible  conclusion that not only the judgment of a  larger strength is binding on a judgment of  smaller strength but the judgment of a co- equal strength is also binding on a Bench  of  Judges  of  co-equal  strength.  In  the  instant  case,  judgments  mentioned  in  paras  124  and  125  are  by  two  or  three  Judges  of  this  Court.  These  judgments  have  clearly  ignored  the  Constitution  Bench  judgment  of  this  Court  in  Sibbia  case40 which  has  comprehensively  dealt  with  all  the  facets  of  anticipatory  bail  enumerated under Section 438 of the Code  of  Criminal  Procedure.  Consequently,  the  judgments  mentioned  in  paras  124  and  125 of this judgment are per incuriam.”

35. In  Government  of  A.P.  and  another  v.  B.  

Satyanarayana Rao (dead) by LRs and others41  

39 (2011) 1 SCC 694 40 (1980) 2 SCC 565 41 (2000) 4 SCC 262

29

30

Page 30

this Court has observed that the rule of per incuriam  

can be applied  where  a  court  omits  to  consider  a  

binding precedent of the same court or the superior  

court rendered on the same issue or where a court  

omits  to  consider  any  statute  while  deciding  that  

issue.

36. In view of the aforesaid annunciation of law, it can  

safely be concluded that the dictum in Mohd. Sukur  

Ali (supra) to the effect that the court cannot decide  

a criminal appeal in the absence of counsel for the  

accused and that too if the counsel does not appear  

deliberately or shows negligence in appearing, being  

contrary to the ratio laid down by the larger Bench in  

Bani Singh (supra), is per incuriam.  We may hasten  

to  clarify  that  barring  the  said  aspect,  we  do  not  

intend to say anything on the said judgment as far as  

engagement  of  amicus  curiae  or  the  decision  

rendered regard being had to the obtaining factual  

matrix therein or the role of the Bar Association or  

the  lawyers.   Thus,  the  contention  of  the  learned  

counsel for the appellant that the High Court should  

30

31

Page 31

not have decided the appeal on its merits without the  

presence  of  the  counsel  does  not  deserve  

acceptance.  That apart, it is noticeable that after the  

judgment  was  dictated  in  open  court,  the  counsel  

appeared  and  he  was  allowed  to  put  forth  his  

submissions and the same have been dealt with.

37. At  this  juncture,  we  are  obligated  to  state  that  in  

certain cases this Court had remitted the matters to  

the High Court for fresh hearing and in certain cases  

the burden has been taken by this Court.  If we allow  

ourselves to say so, it depends upon the facts of the  

each case.  In the present case, as we perceive, the  

High Court has dealt with all the contentions raised in  

the memorandum of appeal and heard the learned  

counsel  at  a  later  stage  and,  hence,  we  think  it  

apposite to advert to the contentions raised by the  

learned  counsel  for  the  appellant  as  regards  the  

merits of the case.

38. On merits it has been argued by Mr. Bhat that the  

essential ingredients of Section 7 of the Act have not  

established inasmuch as no official work was pending  

31

32

Page 32

with the accused-appellant  and the allotment work  

was done by the Manager and, hence, he could not  

have  shown  any  official  favour.   It  has  also  been  

contended that mere recovery of bribed money from  

the  possession  of  the  accused  is  not  sufficient  to  

establish  the  offence  and  it  is  the  duty  of  the  

prosecution to prove the demand and acceptance of  

money as illegal gratification but the same has not  

been proven at all.   

39. To appreciate the said submission, we have carefully  

perused the judgment of the learned trial  Judge as  

well  as  that  of  the  High  Court  and  the  evidence  

brought  on  record.   On  a  perusal  of  the  Mahazar  

(Exht.-4), it is evident that a sum of Rs.5,000/- was  

recovered from the accused.  That apart, the factum  

of recovery has really not been disputed.  The plea  

put  forth  by  the  defence  is  that  the  accused  had  

borrowed Rs.20,000/-  from the complainant  and to  

pay it back he had availed a loan from DW-1, an auto  

driver.  In support of the said stand on behalf of the  

accused, DW-1, an auto-driver, has been examined,  

32

33

Page 33

who  has  deposed  that  the  accused  needed  

Rs.20,000/- to pay back a loan to PW-1 and he had  

given  the  said  sum  to  him  in  his  house  and,  

thereafter,  had  accompanied  the  accused  to  his  

office and PW-1 was taken to a side by the accused  

where he gave the money to him.  The said witness  

has stated that he had not known for what purpose  

the accused had given the money to PW-1.  He had  

not even produced any document in support of his  

deposition  that  he  had  given  Rs.20,000/-  to  the  

accused as a loan.  It is interesting to note that the  

said  witness,  to  make  his  story  credible,  has  also  

gone  to  the  extent  of  stating  that  he  had  

accompanied  the  accused  to  his  office  where  the  

accused took PW-1 to one side of the room and paid  

the money.  The testimony of this witness has to be  

discarded  as  it  is  obvious  that  he  has  put  forth  a  

concocted  and  totally  improbable  version.   The  

learned Sessions Judge as well as the High Court is  

correct in holding that the testimony of this witness  

does not inspire confidence and we accept the same.

33

34

Page 34

40. The  next  limb  of  the  said  submission  is  that  the  

accused was not in-charge of allotment of work and,  

hence,  could  not  have  granted  any  benefit  to  the  

complainant  and  the  allegation  of  the  prosecution  

that  he  had  shown  an  official  favour  to  the  

complainant  has  no  legs  to  stand  upon.   On  a  

scrutiny of the testimony of PW-2, it is demonstrable  

that  there had been demand of  money from PW-2  

and acceptance of the same.  As far as the official  

favour  is  concerned,  though the  allotment  of  work  

was done by the Manager,  it  has  come out in  the  

evidence of PW-4 that the immediate assignment of  

the loads of contractors was the responsibility of the  

accused.  He had the responsibility for assignment of  

loads and in that connection, he had demanded the  

bribe.  It has also come out from Exht. P-11 that the  

responsibility  of  the  accused  was  assignment  or  

identification of lorries.  In view of the said evidence,  

it  is  difficult  to  accept  the  plea  that  he  had  no  

responsibility and, hence, he could not have granted  

any favour.   It is well settled in law that demand and  

34

35

Page 35

acceptance of the amount as illegal  gratification is  

sine qua non for constitution of an offence under the  

Act and it is obligatory on the part of the prosecution  

to establish that there was an illegal offer of bribe  

and acceptance thereof.   

41. Keeping in view that the demand and acceptance of  

the  amount  as  illegal  gratification  is  a  condition  

precedent for constituting an offence under the Act,  

it is to be noted that there is a statutory presumption  

under Section 20 of the Act which can be dislodged  

by the accused by bringing on record some evidence,  

either  direct  or  circumstantial,  that  money  was  

accepted other than for the motive or the reward as  

stipulated under Section 7 of the Act.  When some  

explanation  is  offered,  the  court  is  obliged  to  

consider the explanation under Section 20 of the Act  

and the consideration of the explanation has to be on  

the touchstone of preponderance of probability.  It is  

not to be proven beyond all reasonable doubt.  In the  

case  at  hand,  we  are  disposed  to  think  that  the  

explanation offered by the accused does not deserve  

35

36

Page 36

any acceptance and,  accordingly,  we  find  that  the  

finding recorded on that  score by the learned trial  

Judge and the stamp of approval given to the same  

by the High Court cannot be faulted.   

42. In  view of  the aforesaid  analysis,  we find that  the  

prosecution has established the factum of recovery  

and has also proven the demand and acceptance of  

the  amount  as  illegal  gratification.   Therefore,  the  

conviction  recorded  against  the  accused  is  

unimpeachable.   The  said  conclusion  is  in  

consonance  with  pronouncement  of  this  Court  in  

State of Maharahstra v. Dnyaneshwar Laxaman  

Rao Wankhede42.

43. The alternative submission of the learned counsel for  

the appellant relates to sentence.  It is his submission  

that the appellant has been suffering from number of  

ailments and there has been immense tragedy in his  

family  life  and,  hence,  the  sentence  should  be  

reduced  to  the  period  already  undergone.   As  is  

evincible,  the  appellant  has  been  convicted  under  

42 (2009) 15 SCC 200

36

37

Page 37

Section  7  of  the  Act  and  sentenced  to  undergo  

rigorous imprisonment for a period of four years and  

to pay a fine of Rs.15,000/- and on failure to pay fine,  

to  suffer  further  rigorous  imprisonment  for  three  

months.  Section 7 of the Act provides a punishment  

with imprisonment which shall  not be less than six  

months which may extend to five years and liability  

to  pay fine.   Section 13(2)  stipulates that  a public  

servant  who commits  criminal  misconduct  shall  be  

punishable with imprisonment for a term which shall  

not be less than one year but which may extend to  

seven years and shall also be liable to pay fine.  On  

reading  of  both  the  provisions,  it  is  clear  that  

minimum  sentence  is  provided  for  the  aforesaid  

offence.   There  is  a  purpose  behind  providing  the  

minimum sentence.  It has been held in  Narendra  

Champaklal  Trivedi v.  State  of  Gujarat43 that  

where the minimum sentence is  provided,  it  is  not  

appropriate to exercise jurisdiction under Article 142  

of the Constitution of India to reduce the sentence on  

the  ground  of  any  mitigating  factor  as  that  would  43 (2012) 7 SCC 80

37

38

Page 38

tantamount  to  supplanting  the  statutory  mandate  

and  further  it  would  amount  to  ignoring  the  

substantive  statutory  provision  that  prescribes  

minimum  sentence  for  a  criminal  act  relating  to  

demand and acceptance of bribe.  

44. In view of the aforesaid analysis, we are unable to  

accept the submission of the learned counsel for the  

appellant  to  reduce  the  period  of  sentence  to  the  

period  already  undergone  in  custody.   However,  

regard being had to the facts and circumstances of  

the case, the age of the accused and the ailments he  

has  been  suffering,  which  has  been  highlighted  

before us, we reduce the sentence of imprisonment  

imposed  under  Section  13(1)(d)  read  with  Section  

13(2)  of  the  Act  to  one  year  and  maintain  the  

sentence under Section 7 of the Act.  The imposition  

of  sentence  of  fine  on  both  the  scores  remains  

undisturbed.

45. With the aforesaid modification in the sentence, the  

appeal stands disposed of.

38

39

Page 39

……………………………….J. [K. S. Radhakrishnan]

……………………………….J.                                            [Dipak Misra]

New Delhi; March 01, 2013   

39