GOVT. OF BIHAR AND ORS. ETC ETC Vs DAYANAND SINGH ETC. ETC.
Bench: J. CHELAMESWAR,ABHAY MANOHAR SAPRE
Case number: C.A. No.-009921-009923 / 2016
Diary number: 3992 / 2015
Advocates: SAMIR ALI KHAN Vs
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Reportable IN THE SUPREME COURT OF INDIA
CIVIL APPELLATE JURISDICTION
CIVIL APPEAL NO(s). 9921-9923 OF 2016 (Arising out of SLP (Civil) No(s).10163-10165 of 2015)
GOVT. OF BIHAR AND ORS. ETC. ETC. … Appellant(s)
VERSUS
DAYANAND SINGH ETC. ETC. … Respondent(s)
WITH CIVIL APPEAL NO. 9924 OF 2016
(Arising out of SLP (Civil) No.11365 of 2015)
SLP (Civil) No(s).11363-11364 of 2015
SLP (Civil) No(s).14625-14626 of 2015
SLP (Civil) No(s).22190 of 2015
O R D E R
SLP(C) Nos. 10163-10165/2015 AND SLP(C) No. 11365/2015
1. Leave granted.
2. These appeals are preferred aggrieved by a common judgment
dated 10.11.2014 passed in a batch of writ petitions by the High
Court of Judicature at Patna. Civil Appeals arising out of SLP (C)
Nos. 10163-10165/2015 are filed by the State of Bihar. Other Civil
Appeals arising out of SLP(C) No.11365/2015 etc. are filed by
various parties to the above-mentioned batch of petitions, i.e.
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petitioners and other respondents therein.
3. The controversy in these appeals is with respect to the
authority of the State of Bihar to provide for reservation in favour of
persons belonging to various backward classes of citizens
contemplated under Article 16(4) of the Constitution such as
SC/ST/OBC etc. in the superior and subordinate judicial services
of the State of Bihar (hereafter collectively referred to as JUDICIAL
SERVICES).
4. We are informed that prior to 1991 under the relevant service
rules applicable to JUDICIAL SERVICES, certain posts were
reserved in favour of citizens belonging only to SC and ST
categories, the details of which may not be necessary at this
juncture. In the year 1991, the State of Bihar made an enactment
called Bihar Reservation of Vacancies in Posts and Services (for
scheduled castes, scheduled tribes and other backward classes)
Act, 1991. The said Act provided for reservation of certain
percentage of posts in favour of various specified classes of citizens
in various services under the State. Question arose whether the
said Act would apply and the benefit of reservation provided therein
would extend to the JUDICIAL SERVICES. Eventually, the question
was examined by this Court in State of Bihar & Another v. Bal
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Mukund Sah & Others, (2000) 4 SCC 640. This Court, on a literal
construction of the Act, opined that the application of the Act
extended even to the JUDICIAL SERVICES.
“27. ………… It is difficult to appreciate this line of reasoning on the express language of the relevant provisions of Section 4 read with the definition provisions. It becomes obvious that the term any office of the Judiciary of the State of Bihar would naturally include not only ministerial staff but also officers, including Presiding Officers of courts comprised in the Judiciary of the State. Once that conclusion is reached on the express language of the relevant provisions of the Act, it cannot be held that the thrust of Section 4 would not apply to govern reservation for direct recruitment to the posts of Presiding Officers in the District Courts as well as courts subordinate thereto, as all of them will form part and parcel of the Judiciary of the State of Bihar and will have to be treated as holders of offices in the State Judiciary.”
However, this Court further held that such a construction of the Act
would render the Act unconstitutional. The reason for such a
conclusion is that having regard to the scheme of the Constitution
of India dealing with the JUDICIAL SERVICES, the State Legislature
would be incompetent to make any law dealing with the
appointment of judicial officers. Appointment of judicial officers is
to be made only in accordance with the prescription contained in
Article 233 and 234.
“36. It becomes, therefore, obvious that no recruitment to the post of a District Judge can be made by the Governor without recommendation from the High Court. Similarly, appointments to Subordinate Judiciary at grass-root level also cannot be made by the Governor save and except according to the rules framed by him in consultation with the High Court and the Public Service Commission. Any statutory provision bypassing consultation with the High Court and laying down a statutory fiat as is tried to be done by enactment of Section 4 by the Bihar Legislature has got to be held to be in direct conflict with the complete Code regarding recruitment and appointment to the posts of District Judiciary and
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Subordinate Judiciary as permitted and envisaged by Articles 233 and 234 of the Constitution. Impugned Section 4, therefore, cannot operate in the clearly earmarked and forbidden field for the State Legislature so far as the topic of recruitment to District Judiciary and Subordinate Judiciary is concerned. That field is carved out and taken out from the operation of the general sweep of Article 309.”
5. This Court further held that it is open to the Governor of Bihar
to make appropriate rules providing for reservation of persons in
JUDICIAL SERVICES in accordance with law and in consultation
with the High Court.
“37. …………… it is only the Governor who is entrusted with the said task which he has to undertake after consultation with the High Court and by framing appropriate rules for recruitment to Judiciary at grass-root level as enjoined by Article 234 and can only act on recommendation by the High Court for direct recruitment from the Bar for being appointed as District Judges as laid down by Article 233 sub-article (2).”
It goes without saying that the Governor while making such
provision for reservation is bound by the various principles of law
regulating the exercise of such power. The relevant principles are
enunciated in Indra Sawhney case1 etc.
6. On 25th June, 2009, the State of Bihar amended the Rules
framed under the proviso to Article 309 known as (i) Bihar Superior
Judicial Service Rules, 1951, (ii) Bihar Civil Services (Judicial
Branch) (Recruitment) Rules, 1965 by introducing Rule 4A and Rule
3A respectively providing for reservation of posts in favour of
1 Indra Sawhney v. Union of India & Others, (2000) 1 SCC 168 4
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various backward classes of citizens. Both the newly introduced
Rules are substantially similar2.
7. The above mentioned two Rules came to be challenged in a
batch of writ petitions in which the judgment under appeal came to
be rendered. By the judgment under appeal, the High Court
quashed the two notifications3 of the State of Bihar by which the
impugned Rules were made. The decision rested mainly on the
finding that the amendments were not preceded by appropriate
consultation with the High Court contemplated under Articles 233
and 234.
“In my view, the correspondence relied upon by the State Government can hardly be said to be consultation in the real sense of the word. Writing letters and displaying the earnestness of the Government for providing desired reservation in Judicial Services cannot be said to be consultation. The State Government was required to pay attention to the opinion of the High Court keeping in view the general representation of different classes, the total strength of the judicial officers and the maintenance of the high standards in respect of dispensation of justice.”
8. Apart from that, the High Court made various other
observations in the judgment regarding the manner in which the
2. “4A – the Bihar Reservation of Vacancies in Post and Services (for Scheduled Castes, Scheduled
Tribes and Other Backward Classes) Act 1991, (as amended from time to time shall also apply to direct recruitment to the post Additional District and Sessions Judge.”
“3A – The Bihar Reservation of Vacancies in Post and Services (for Scheduled Castes, Scheduled Tribes and Other Backward Classes) Act 1991, (as amended from time to time) shall also apply to direct recruitment to the post Civil Judge (Junior Division).”
3 . “The impugned Notification No.6067 dated 25th June 2009 issued in respect of the Bihar Civil Services (Judicial Branch) (Recruitment) Rules, 1955, and the Notification No.6069 dated 25 th June 2009 issued in respect of the Bihar Superior Judicial Service Rules, 1951 are quashed and set aside. Legal consequences shall follow.”
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amendments were made and the desirability of such amendments.
Such observations, in our opinion, are not warranted in the context
of the issue before Court. The High Court ought to have kept in
mind that it was the legislative decision of the State which was the
subject matter of dispute before it, while the High Court
undoubtedly has the jurisdiction to determine the constitutionality
of the ‘law’ the motives behind the law and the wisdom of the
legislative body are not amenable to the judicial review.
9. We have heard learned Additional Solicitor General appearing
for the State of Bihar, learned senior counsel appearing for the High
Court and the learned counsel appearing for various contesting
parties in detail. We have also perused the correspondence that
took place between the State Government and the decisions taken
by the High Court on administrative side and the material relied
upon by the High Court for such decisions.
10. We agree with the conclusion recorded by the High Court that
the consultation which preceded the amendments certainly fell
short of the requisite standards of consultation necessary in the
context. We do not see any reason to interfere with the conclusion
of the High Court that the two impugned Rules are required to be
declared illegal and unconstitutional. We accordingly confirm the
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conclusion.
11. However, 25 years passed by in the process of this prolonged
litigation. The first round commenced sometime in the year 1991
with writ petitions which eventually culminated in Bal Mukund
case. The second round with the amendment to the Rules
governing the JUDICIAL SERVICES in the year 2009. However,
during the said quarter century, steps were taken from time to time
to fill up vacancies that arose in the JUDICIAL SERVICES of the
State of Bihar. For the present, we are only concerned with the
steps taken in the years 2009 and 2012.
12. In the year 2009, the State of Bihar initiated proceedings for
filling up 217 posts and in the year 2012, for filling up of another
118 posts of the subordinate judicial service.
13. Insofar as the recruitment process initiated in the year 2009
for filling up 217 posts is concerned, it is agreed (on all hands)
before us that the process is complete and the posts are filled up.
Insofar as 2012 recruitment for 118 posts is concerned, though the
selection process is complete, only 88 successful candidates have
been appointed (because of various orders, whether interim or final
of the High Court and this Court). We are also informed that
appointment orders in favour of 92 successful candidates were
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issued but only 88 have in fact joined and other 4 did not join the
service.
14. We are informed that, in the interregnum, on 13.1.2016,
another advertisement calling for applications from eligible
candidates for filling up of 206 posts of Junior Civil Judges came to
be issued by the State of Bihar. We are informed that preliminary
examination for shortlisting the candidates eligible for taking the
final examination for the recruitment process has already been
conducted. But in view of the pendency of the present litigation,
the process is put on hold. We are also informed that subsequent
to the above-mentioned notification, some more vacancies arose
either by creation of new posts or otherwise. In all, as on today, 406
posts of junior civil judges are lying vacant and appropriate steps
are required to be taken to fill up such posts. In substance, a large
number of posts in the JUDICIAL SERVICE are vacant.
15. From the submissions made before us, it is clear from the
stand of the Government of Bihar that as a matter of policy there is
a need for providing appropriate reservations in favour of the
various backward classes of citizens even in the JUDICIAL
SERVICES of the State of Bihar. However, under the scheme of the
Constitution, the Executive is not the only authority to formulate
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such policy or to give effect to. The Executive is under a
constitutional obligation to consult the High Court both for framing
and giving effect to such policy of providing reservations in the
JUDICIAL SERVICES. The legal position in this regard is made
clear on more than one occasion by this Court. In the context of
the State of Bihar, the law is declared in Bal Mukund case (supra).
16. This Court observed in Bal Mukund case that a constitutional
body like the High Court cannot be believed to be oblivious to “the
need for a scheme of reservation”.
“32. …….. It is not as if that the High Courts being constitutional functionaries may be oblivious of the need for a scheme of reservation if necessary in appropriate cases by resorting to the enabling provision under Article 16(4).”
The assessment of the existence of the need for providing
reservation and matters incidental thereto is essentially the
function of the Legislature or the Executive, as the case may be,
and in the realm of policy choice. But the power to frame the
policy is structured by certain constitutional imperatives and
limitations. They are (i) the identification of the existence of
backward classes in the State, (ii) the formation of the opinion that
such classes are not adequately represented in the JUDICIAL
SERVICES of the State, (iii) the determination of the question as to
what would be the appropriate percentage of reservation required to
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be made with reference to the JUDICIAL SERVICE consistent with
the obligation to maintain the efficiency of the JUDICIAL
SERVICES. Such assessments are required to be made on objective
and rational considerations consistent with the constitutional
obligations of both the Executive and Judicial branches of the
State.
17. We, therefore, hold that the State of Bihar is entitled to initiate
the process of consultation by furnishing necessary information on
its own assessment regarding the need to provide reservation in
favour of specified backward classes in the JUDICIAL SERVICE of
the State of Bihar. The existence of backward classes in the State
of Bihar and their identity is not in dispute. The State should also
furnish its own assessment regarding the inadequacy of
representation of the backward classes in the JUDICIAL SERVICES
of the State and the desirable percentage of reservation in the
JUDICIAL SERVICES and the relevant material on the basis of
which the assessment is made. The High Court should thereupon
consider the material furnished by the State, make an appropriate
assessment of the correctness of the proposal made by the State
and convey its opinion and the reasons for such opinion to the
State. If there is a consensus of opinion between the State and the
High Court, the State would be at liberty to make the appropriate 10
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rules providing for reservation. In the event of any difference of
opinion, the Government must record reasons for its inability to
accept the conclusions communicated by the High Court and
proceed to amend the Rules in accordance with law keeping in mind
the various constitutional principles governing the exercise of such
power. Such an exercise is required to be undertaken “... not to
determine who between them is entitled to greater importance or is to take the
winners prize at the end of the debate. The task (before us) has to be
performed with this perception”4.
18. In view of the existence of huge number of vacancies in the
JUDICIAL SERVICES, it is desirable that the whole exercise must
be completed expeditiously preferably by the 1st of January, 2017.
Thereafter, the process for filling up of the vacancies in the judicial
service shall be taken up expeditiously by all concerned and
completed by 30th June, 2017.
19. We are left with a delicate problem. Some of the candidates5
belonging to certain backward classes would have been entitled to
get appointed pursuant to the 2012 notification, if the Rule 3A
(referred to supra) were to be valid. In view of the fact that the rule
itself is declared to be illegal, they are not entitled as of right to be
appointed against any reserved quota. Having regard to the facts
4 Supreme Court Advocates-on-Record Association & Others v. Union of India, (1993) 4 SCC 441, para 438 5 Their exact number is not very certain - it is something between 20 or 23.
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that (i) a large number of vacancies exist in the JUDICIAL
SERVICE, (ii) the question of reservation is lingering for a quarter
century, (iii) the remoteness of the possibility of the State
completely failing to establish the need to provide for reservations in
JUDICIAL SERVICES, we deem it appropriate to direct that these
candidates be appointed to the service against the vacancies which
arose subsequent to the 2012 notification (seeking to fill up 118
vacancies). Their appointment shall be appropriately adjusted
against the vacancies which are the subject matter of recruitment
under the notification dated 13.01.2016 (referred to supra) and the
vacancies which arose thereafter. The candidates appointed
pursuant to the above directions would take their place after the
118 candidates (some of whom are already appointed and other to
be appointed without reference to Rule 3A) for all purposes. The
appeals are accordingly disposed of.
SLP (C) Nos.11363-11364/2015 AND SLP (C) Nos. 14625-14626/2015
20. It is agreed that in view of the above order passed in Civil
Appeals arising out of SLP(C) No.10163-10165 of 2015, nothing
survives in these special leave petitions. These petitions are
disposed of accordingly.
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SLP (C) No. 22190/2015
Delay condoned.
21. The petitioner (an Advocate) appeared in person before us. In
the judgment under appeal, certain adverse observations are made
against the petitioner. The petitioner, we are informed, appeared
before the High Court in one of the matters and made certain
submissions before the High Court.
22. Having regard to the fact that the observations are made
regarding the conduct of the petitioner in the High Court, we deem
it appropriate not to examine the matter but leave it open to the
petitioner to approach the High Court with an appropriate
application praying that the observations be expunged. It is open to
the High Court to consider such application in accordance with law.
The special leave petition stands disposed of accordingly.
…..…..................................J. (J. CHELAMESWAR)
……....................................J. (ABHAY MANOHAR SAPRE)
NEW DELHI SEPTEMBER 29, 2016.
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