COMMITTEE OF MANAGEMENT ANURAGI DEVI EGREE COLLEGE Vs STATE OF U.P
Bench: DIPAK MISRA,SHIVA KIRTI SINGH
Case number: C.A. No.-001894-001894 / 2016
Diary number: 2532 / 2016
Advocates: RABIN MAJUMDER Vs
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REPORTABLE
IN THE SUPREME COURT OF INDIA
CIVIL APPELLATE JURISDICTION
CIVIL APPEAL NO. 1894 OF 2016 (Arising out of S.L.P.(C) 5995 OF 2016)
(CC NO. 1652 OF 2016)
Committee of Management Anuragi Devi ...Appellants Degree College & Anr.
Versus
State of U.P. & Anr. ...Respondents
J U D G M E N T
Dipak Misra, J.
The first respondents vide its letter no.
Aff.333/Seventy-6-2012-2 (356)/2012 dated 12.09.2012,
granted prior permission for provisional affiliation to the
appellant for a period of 3 years w.e.f. 01.07.2012 i.e. for the
period 01.07.2012 to 30.06.2015 for imparting Education in
the Arts Faculty for the subjects Hindi, Political Science,
Sociology, Medieval History, Education Sanskrit and Home
Science. In pursuance of the aforesaid Government order
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No. 333 dated 12.09.2012, the Deen Dayal Upadhyay
Gorakhpur University, Gorakhpur vide its letter no. 7539/
Affi.2012 dated 27.11.2012 permitted the appellant to admit
the students in the various subjects of the Arts Faculty.
2. The appellant applied on 10.03.2015, to the University
for constituting an Inspection Panel for granting permanent
affiliation to the University. Upon perusal of the application
dated 10.03.2015 submitted by the aforesaid appellants, the
University vide its letter No. DDUGU/Aff.2015/5096 dated
20.03.2015 constituted an Inspection Panel to submit
status report of the appellant as far as the Infrastructural
Facilities existing in the appellant’s college were concerned.
The Regional Higher Education Officer Gorakhpur
submitted its inspection report on 06.11.2015 to the
University.
3. As per Time Schedule prescribed by the State
Government, the Inspection Report was not received within
the prescribed date. In the absence of the required
Inspection Report, the University did not grant permanent
affiliation to the appellant for the Academic Session
2015-16. No appeal was preferred before the State
Government.
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4. As the permanent affiliation was not granted the
appellant college preferred a writ petition-C No. 42336 of
2015 and the learned Single Judge of the High Court taking
note of the fact that writ petitions seeking similar reliefs had
been dismissed, vide its order dated 20.08.2015 declined to
interfere. However, it observed that “the petitioner would be
entitled for consideration of his claim for the next session”.
Being dissatisfied with the order passed by the learned
Single Judge, the appellant preferred Special Appeal No.
610 of 2015 before the Division Bench.
5. The Division Bench, as the factual scenario would
unveil, took note of the prayer of the college that it was in
effect seeking issuance of writ of mandamus requiring the
University to extend temporary affiliation for the courses of
Hindi, Political Science, Sociology, Medieval History,
Education, Sanskrit and Human Science at the graduate
level for the academic session 2015-2016 and accordingly
adverted to the reasonings of the learned Single Judge and
concurred with him.
6. It was urged before the Division Bench that application
for grant of permanent affiliation in respect of subjects was
made well within time, that is,12.12.2014; that the
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three-member committee that was constituted by the
University on 20.3.2015 had visited the institution on
14.4.2015 and submitted the report; and that the inspection
team had recommended extension of temporary affiliation in
respect of subjects in question for the academic session
2015-2016 but there had been failure on the part of the
University which had caused grave prejudice to the college.
The Division Bench noted the stand of the University,
referred to the authority in Maa Vaishno Devi Mahila
Mahavidyalaya v. State of U.P. and others1, reproduced
the time schedule fixed in the said judgment and observed
that pursuant to the directions so issued the State
Government formulated a time-frame for consideration of
applications for affiliation the particulars of which stood
embodied in the Government Order dated 14 November,
2014 and in terms of the government order the last date for
the grant of affiliation by a University is fixed as 30 May and
a person aggrieved by the decision taken by the University
was entitled to prefer an appeal against the same by 15
June and the State Government was liable to decide the
appeal so preferred latest by 15 July. The appellate-Bench
1 (2013) 2 SCC 617
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stated that in the facts of the case the affiliation was neither
granted by the time fixed under the Government Order
dated 14 November, 2014 nor was any appeal preferred
before the State Government and, therefore, bearing in mind
the directions issued in Maa Vaishno Devi Mahila
Mahavidyalaya (supra), it was not open to either the
second respondent or the State Government to pass orders
of affiliation after 30 May, 2015. Being of this view, it
dismissed the intra-court appeal. Hence, the present appeal
by special leave.
7. We have heard Mr. R.P. Bhatt, learned senior counsel
for the appellant, Mr. Kavin Gulati, learned counsel for the
respondent-university and Mr. Gaurav Bhatia, learned
Additional Advocate General for the State of U.P.
8. At the very beginning, we may note that in College of
Professional Education and others v. State of Uttar
Pradesh and others2, the Court recorded that for the
academic year 2012-13 and subsequent academic years,
institution and the State Government had arrived at a broad
consensus regarding the procedure and terms and
conditions of admission, recognition and affiliation. The
2 (2013) 2 SCC 721
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terms and conditions which had been accepted by all
concerned were reproduced in the said judgment. In the
said judgment, as is evident, the Court has referred to the
order dated 11.3.2011, and also provided for the time by
which the affiliation could be granted to the colleges.
Paragraph (vi) (b) clearly stipulated that after the counseling
is over, the university concerned will continue to allot the
candidates from the relevant waiting list against the vacant
seats till all the seats in the colleges were filled up and the
organizing university would provide students only to the
existing B.Ed college and all those B.Ed colleges which
would get affiliation up to 7.7.2011 would not be considered
for counseling to the year 2011-2012 and for the next
consecutive years and onward the colleges which will get
affiliated on or before 10th of May of that year, would be
considered for counseling. Certain affiliations were granted
to the colleges which were interefered with by the High
Court primarily on the ground that the court had no
jurisdiction to extend the cut-off date.
9. In Maa Vaishno Devi Mahila Mahavidyalaya
(supra), the Court dealing with various aspects, taking into
consideration the provisions of the NCTE Act, 1993 and the
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NCTE Rules 1997, opined that:-
“The above enunciated principles clearly show that the Council is the authority constituted un- der the Central Act with the responsibility of maintaining education of standards and judging upon the infrastructure and facilities available for imparting such professional education. Its opin- ion is of utmost importance and shall take prece- dence over the views of the State as well as that of the university. The Department of the State concerned and the affiliating university have a role to play but it is limited in its application. They cannot lay down any guideline or policy which would be in conflict with the Central statute or the standards laid down by the Central body. The State can frame its policy for admis- sion to such professional courses but such policy again has to be in conformity with the directives issued by the Central body. In the present cases, there is not much conflict on this issue, but it needs to be clarified that while the State grants its approval, and the university its affiliation, for increased intake of seats or commencement of a new course/college, its directions should not of- fend and be repugnant to what has been laid down in the conditions for approval granted by the Central authority or Council. What is most important is that all these authorities have to work ad idem as they all have a common object to achieve i.e. of imparting of education properly and ensuring maintenance of proper standards of education, examination and infrastructure for betterment of the educational system. Only if all these authorities work in a coordinated manner and with cooperation, will they be able to achieve the very object for which all these entities exist”.
10. And again:-
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“67. In the present case, we are concerned with the provisions of the NCTE Act which is a Central legislation referable to Schedule VII List I Entry 66. Thus, no law enacted by the State, which is in conflict with the Central law, can be permitted to be operative.
68. Now, let us examine the conflict that arises in the present cases. In terms of the provisions of the Act, the Regional Committee is required to entertain the application, consider State opinion, cause inspection to be conducted by an expert team and then to grant or refuse recognition in terms of the provisions of the Act. Once a recog- nition is granted and before an institution can be permitted to commence the course, it is required to take affiliation from the affiliating body, which is the university.
69. Thus, grant of recognition or affiliation to an institute is a condition precedent to running of the courses by the institute. If either of them is not granted to the institute, it would not be in a position to commence the relevant academic courses. There is a possibility of some conflict be- tween a University Act or Ordinance relating to affiliation with the provisions of the Central Act. In such cases, the matter is squarely answered in Sant Dnyaneshwar Shikshan Shastra Ma- havidyalaya3 where the Court stated that after coming into operation of the Central Act, the op- eration of the University Act would be deemed to have become unenforceable in case of technical colleges. It also observed that provision of the Universities Act regarding affiliation of technical colleges and conditions for grant of continuation of such affiliation by the university would remain operative but the conditions that are prescribed by the university for grant and continuation of af- filiation must be in conformity with the norms and guidelines prescribed by NCTE”.
3 (2006) 9 SCC 1
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11. After so stating, the Court further proceeded to state:-
“76. In terms of Section 37(10), a college which has been affiliated is entitled to continue the course of study for which the admissions have al- ready taken place. To give an example, under the statute of Meerut University, affiliation of new colleges is dealt with under Statutes 13.02 to 13.10 of Chapter XIII. This requires that every application for affiliation of a college has to be made so as to reach the Registrar in less than 12 months before the commencement of the course and before an application is considered by the Executive Council, the Vice-Chancellor must be satisfied that there is due compliance with the provisions of Statutes 13.05, 13.06 and 13.07. Besides, it requires the conditions like adequate financial resources, suitable and sufficient build- ing, adequate library, two hectares of land, facili- ties for recreation of students, etc. to be fulfilled. The constitution of the management of every col- lege has also been provided.
77. The fields which are sought to be covered un- der the provisions of Section 37 of the Universi- ties Act and the statutes of various universities are clearly common to the aspects which are squarely covered by the specific language under the Act. That being so, all State laws in regard to affiliation insofar as they are covered by the Act must give way to the operation of the provisions of the Act. To put it simply, the requirements which have been examined and the conditions which have been imposed by NCTE shall prevail and cannot be altered, re-examined or infringed under the garb of the State law. The affiliating/examining body and the State Govern- ment must abide by the proficiency and com- mand of NCTE’s directions. To give an example, existence of building, library, qualified staff, fi-
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nancial stability of the institution, accommoda- tion, etc. are the subjects which are specifically covered under Section 14(3)(b) of the Act. Thus, they would not be open to re-examination by the State and the university. If the recognition itself was conditional and those conditions have not been satisfied, in such circumstances, within the ambit and scope of Sections 46 and 16 of the Act, the affiliating body may not give affiliation and in- form NCTE forthwith of the shortcomings and non-compliance with the conditions. In such sit- uation, both the Central and the State body should act in tandem and, with due coordination, come to a final conclusion as to the steps which are required to be taken in regard to both recog- nition and affiliation. But certainly, the State Government and the university cannot act in derogation to NCTE.
78. Now, we may deal with another aspect of this very facet of the case. It is a very pertinent issue as to what the role of the State should be after the affiliation is granted by the affiliating body. We have already discussed that the State opin- ion, as contemplated under Section 37 of the University Act, to the extent it admits to over- reach, is reconcilable and its results are not in its orientation to the directives of NCTE are void and inoperative to the extent they can be resolved in which case clear precedence is to be given to the directives of NCTE during such resolution. The opinion of the State, therefore, has to be read and construed to mean that it would keep the factors determined by NCTE intact and then examine the matter for grant of affiliation. The role of the State Government is minimised at this stage which, in fact, is a second stage. It should primarily be for the university to determine the grant or refusal of affiliation and role of the State should be the bare minimum, non-interfering and non-infringing.
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79. It is on record and the Regulations framed under the Act clearly show that upon receiving an application for recommendation, NCTE shall send a copy of the application with its letter inviting recommendations/comments of the State Gov- ernment on all aspects within a period of 30 days. To such application, the State is expected to respond with its complete comments within a period of 60 days. In other words, the opinion of the State on all matters that may concern it in any of the specified fields is called for. This is the stage where the State and its Department should play a vital role. They must take all precautions to offer proper comments supported by due rea- soning. Once these comments are sent and the State Government gives its opinion which is con- sidered by NCTE and examined in conjunction with the report of the experts, it may grant or refuse recognition. Once it grants recognition, then such grant attains supremacy vis-à-vis the State Government as well as the affiliating body. Normally, these questions cannot be reagitated at the time of grant of affiliation. Once the univer- sity conducts inspection in terms of its statutes or Act, without offending the provisions of the Act and conditions of recognition, then the opinion of the State Government at the second stage is a mere formality unless there was a drastic and unacceptable mistake or the entire process was vitiated by fraud or there was patently eminent danger to the life of the students working in the school because of non-compliance with a sub- stantive condition imposed by either of the bod- ies. In the normal circumstances, the role of the State is a very formal one and the State is not ex- pected to obstruct the commencement of admis- sion process and academic courses once recogni- tion is granted and affiliation is found to be ac- ceptable.
80. In Sant Dnyaneshwar Shikshan Shastra Ma- havidyalaya the view of this Court was that the State Government has no role whatsoever. How-
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ever, in Bhartia Education Society4 it was stated that the role of the State Government was limited to the manner of admission, eligibility criteria, etc. without interfering with the conditions of recognition prescribed by NCTE. The exercise of discretion by the State Government and affiliating body has to be within the framework of the Act, the Regulations and conditions of recognition. Even in St. Johns Teachers Training Institute5 the Court stated that the State Government or the Union Territory has to necessarily confine itself to the guidelines issued by NCTE while considering the application for grant of “no-objection certifi- cate”. Minimisation of the role of the State at the second stage can also be justified on the ground that affiliation primarily is a subject-matter of the university which is responsible for admission of the students laying down the criteria thereof, holding of examinations and implementation of the prescribed courses while maintaining the standards of education as prescribed”.
12. After laying down the principles of law, the Court
opined that adherence to the schedule is the essence of
granting admission in a fair and transparent manner as well
as to maintain the standard of education. The Court further
observed that:-
“….. None in the hierarchy of the State Govern- ment, university, NCTE or any other authority or body involved in this process can breach the schedule for any direct or indirect reason. Any- body who is found to be defaulting in this behalf is bound to render himself or herself liable for ini- tiation of proceedings under the provisions of the Contempt of Courts Act, 1971 as well as for a dis-
4 (2011) 4 SCC 527 5 (2003) 3 SCC 321
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ciplinary action in accordance with the orders of the Court”.
13. In that context, the Court further proceeded to state:-
“83. Undoubtedly, adherence to the schedule achieves the object of the Act and its various as- pects. Disobedience results in unfair admissions, not commencing the courses within the stipu- lated time and causing serious prejudice to the students of higher merit resulting in defeating the rule of merit.
84. We may very clearly state here that we adopt and reiterate the schedule stated by this Court in College of Professional Education in relation to ad- mission as well as recognition and affiliation. This obviously includes the commencement of the courses in time. However, in order to avoid the possibility of any ambiguity, we propose to state the schedule for recognition and affiliation in terms of the NCTE Regulations, 2009 and the judgment of this Court in College of Professional Education.
86. There appear to be some overlapping periods and even contradictions between the dates and periods stated under the regulations inter se and even with reference to the judgments of this Court prescribing the schedule. For example, in terms of the judgment of this Court in College of Professional Education, the last date for grant of affiliation is 10th May of the year concerned, but as per Regulation 5(5) of the NCTE Regulations, 2009, the last date for grant of recognition is 15th May of the relevant year. Similarly, there is an overlap between the period specified in Regu- lation 7(1) and that under Regulation 7(2). Such overlapping is likely to cause some confusion in the mind of the implementing authority as well as the applicant. Thus, it is necessary for this Court
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to put to rest these avoidable events and unnec- essary controversies.
87. Compelled by these circumstances and to en- sure that there exists no ambiguity, uncertainty and confusion, we direct and prescribe the follow- ing Schedule upon a cumulative reading of the Regulations and judgments of this Court in rela- tion to recognition and affiliation:
87.1. Schedule for Recognition and Affiliation
87.1.1. Submission of applications for recognition in terms of Regula- tion 5(4)
1st September to 1st Oc- tober of the year immedi- ately preceding the rele- vant academic year
87.1.2 Communication of deficiencies, shortcomings or any other dis- crepancy in the application submitted by the applicant to the applicant in terms of Regu- lation 7(1)
Within 45 days from the date of receipt of the ap- plications
87.1.3. Removal of such deficiencies by the applicant
Within 60 days from the date of receipt of commu- nication
87.1.4. Forwarding of copy of the appli- cation to the State Govern- ment/UT Administration for its recommendations/comments in terms of Regulation 7(2)
Within 90 days from the date of receipt of the ap- plication
87.1.5 Recommendations/comments of the State Government/UT Administration to be submitted to the Regional Committee un- der Regulation 7(3)
Within 30 days from the date of issue of letter to it
87.1.6. If recommendations/comments are not received within 30 days, the Regional Committee shall send to the State Govern- ment/UT Administration a re- minder letter for submission of the recommendations/com- ments
Within seven days from the date of expiry of the period of 30 days
87.1.7. State Government/UT Admin- istration shall furnish the rec- ommendations/comments
Within 15 days from the date of receipt of such re- minder letter
87.1.8. Intimation regarding inspection by the Regional Committee to the applicant under Regulation 7(4)
Within 10 days from final scrutiny of the application
87.1.9. Report by the Inspection Com- mittee under Regulation 7(5)
20 days thereafter
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87.1.10. Letter of intent to the institu- tion with respect to grant or re- fusal of recognition in terms of Regulation 7(9)
10th of February of the succeeding year/relevant year
87.1.11. Time to comply with certain specified conditions, in terms of Regulations 7(10) and 7(11)
20 days from the date of issuance of letter of intent
87.1.12. Issuance of formal order of recognition
By 3rd March of each year
87.1.13. Last date for submitting pro- posal for affiliation
By 10th March of each year
87.1.14. Forwarding of proposal by the University to the State Govern- ment/UT Administration after inspection by expert team
By 10th March of each year
87.1.15 Comments to be submitted by the State Government/UT Ad- ministration, if any
By 10th March of each year
87.1.16. Final date for issuance/grant of affiliation for the relevant aca- demic year
By 10th March of each year
87.2. All notices/orders/requirements/letters in terms of the above schedule or under the provi- sions of the Act or terms and conditions of al- ready granted recognition/affiliation shall be sent by the authority concerned by speed post/e-mail on the address given in the application for corre- spondence, etc. and shall be posted on the web- site of the Authority/Committee/ Council/Gov- ernment concerned.
87.3. The recognition and affiliation granted as per the above Schedule shall be applicable for the current academic year. For example, recognition granted up to 3-3-2013 and affiliation granted up to 10-5-2013 shall be effective for the academic year 2013-2014 i.e. the courses starting from 1-4-2013. For the academic year 2013-2014, no recognition shall be issued after 3-3-2013 and no affiliation shall be granted after 10-5-2013. Any affiliation or recognition granted after the above cut-off dates shall only be valid for the academic year 2014-2015.
87.4. We make it clear that no Authority/person/Council/Committee shall be entitled to vary the Schedule for any reason
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whatsoever. Any non-compliance shall amount to violating the orders of the Court.”
14. We are obliged to state here that there is justification
for reproducing the above paragraphs from the aforesaid
decision. The Court has taken pains to explain the scheme
of the Act, role of the university and the purpose of fixing a
time schedule for each purpose. Certain action of the
authorities can be flawed and eventually fall in the sphere of
illegality. It has to be so declared by the Court. In the case
at hand, the benefit could not be extended as the appellants
have not maintained the time schedule fixed by the State
Government pursuant to judgments of this Court.
Therefore, the order passed by the learned single Judge as
well as the Division Bench cannot be found fault with.
15. The controversy does not end here. The stand of the
University is that the appellant College has admitted
students without having the necessary affiliation for the
academic session 2015-16. This kind of conduct has
become a disease, and when the conduct becomes a
disaster, it is a disastrous phenomenon. While dealing with
admissions without affiliation from CBSE, the Court in
Sunil Oraon (minor) through guardian and others v.
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CBSE and others6 referred to earlier decisions and was
constrained to state thus:-
“Time and again, therefore, this Court had depre- cated the practice of educational institutions ad- mitting the students without requisite recognition or affiliation. In all such cases the usual plea is the career of innocent children who have fallen in the hands of the mischievous designated school authorities. As the factual scenario delineated against goes to show that the school has shown scant regards to the requirements for affiliation and as rightly highlighted by learned counsel for CBSE, the infraction was of very serious nature. Though the ultimate victims are innocent stu- dents that cannot be a ground for granting relief to the appellant. …”
16. In Adarsh Shiksha Mahavidyalaya v. Subhash
Rahangdale and others7the Court has laid down that:-
“(xv) The students admitted by unrecognised in- stitution and institutions which are not affiliated to any examining body are not entitled to appear in the examination conducted by the examining body or any other authorised agency.”
The Court further proceeded to direct:-
“88. (ii) The result of the students admitted by an unrecognised institution or by an institution which had not been granted affiliation by the ex- amining body shall not be declared. The result of the students who were admitted without qualify- ing the entrance examination shall also not be declared. In other words, the students admitted by the private institutions on their own shall not be entitled to declaration of their result. If any
6 (2006) 13 SCC 673 7 (2012) 2 SCC 425
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private institution had not complied with the re- quirements of completing the prescribed training, then the result of students of such institution shall also not be declared.”
17. In National Council for Teacher Education and
another v. Venus Public Education Society and others8
the two-Judge Bench ingeminating the anguish of the Court
was compelled to observe:-
“… It is urged by him that NCTE had procrasti- nated its decision at every stage and such delay was deliberate and, therefore, the Society was compelled to admit the students and impart edu- cation, regard being had to the fact that there were really no deficiencies. As has been laid down in many a pronouncement of this Court that without recognition from NCTE and affiliation from the university/examining body, the educa- tional institution cannot admit the students. An educational institution is expected to be aware of the law. The students who take admission are not young in age. They are graduates. They are ex- pected to enquire whether the institution has recognition and affiliation. If we allow ourselves to say so, the institution had given admission in a nonchalant manner. Possibly, its functionaries harboured the idea that they had incomparable fertile mind. The students who had taken admis- sion possibly immersed with the idea that igno- rance is a bliss. It is also necessary to state that the institution had the anxious enthusiasm to commercialise education and earn money forget- ting the factum that such an attitude leads to a disaster. The students exhibited tremendous anx- iety to get a degree without bothering for a mo- ment whether their effort, if any, had the sanctity of law. ..”
8 (2013) 1 SCC 223
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18. Coming to the present case. As is evincible, the
University has not granted affiliation as the schedule for the
same was over. No appeal was preferred by the appellant
College. The High Court rightly held that it cannot issue a
writ contrary to the judgment of this Court. However, we
observe that the University shall consider the application for
affiliation, if not considered already, within a span of four
weeks and, if the affiliation is granted, the students who
had been granted admission shall be treated as students as
admitted for the academic session which would be covered
by the affiliation to be granted in future. We have so
directed so that the appellant College would not be in a
position to admit any other student after affiliation is
granted.
19. Consequently, the appeal stands dismissed. There
shall be no order as to costs.
.............................J. [Dipak Misra]
..........................., J. [Shiva Kirti Singh]
New Delhi; June 29, 2016
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